DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• H•••• D•••

O•••• W•••••• I•••BD affiliatedMiddle River, Mddual registrantIAPD 1229230

Certified Financial Planner

Feed of 09/14/2026

Also filed as Buddy D•••

At current firm

2 y

since Jun 14, 2024

In the industry

42 y

since Apr 27, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Middle River, Md
C•••••• F•••••••• G•••• unclassified
Mar 17, 2022 to Dec 26, 2023 · Middle River, Md
S••••••••• A•••••• A•••••••• I••• former
Jul 17, 2020 to Jun 14, 2024 · Phoenix, Md
I••••••••• A••••••• S••••••• I•• former
Mar 12, 2007 to Jul 17, 2020 · Phoenix, Md

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to C•••••• F•••••••• G••••
left Jun 14, 2024, registered Mar 17, 2022 (-820 days) · Other
C•••••• F•••••••• G•••• to O•••• W•••••• I•••
left Dec 26, 2023, registered Jun 14, 2024 (171 days) · Other
I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••
left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move

Signals

R••••• H•••• D••• left S••••••••• A•••••• A•••••••• I••• for C•••••• F•••••••• G•••• (registered 2022-03-17)
Jun 14, 2024 · Advisor changed firm · fact
R••••• H•••• D••• left C•••••• F•••••••• G•••• for O•••• W•••••• I••• (registered 2024-06-14)
Dec 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address