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Reading the graph
Advisor at MORGAN STANLEY
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 3, 2019 | n/a | yes | New York, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 30, 2015 | Oct 7, 2019 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 26, 2013 | Aug 3, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Oct 7, 2019 | Oct 3, 2019 | -4 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 3, 2015 | Jul 30, 2015 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:NY:2019-10-07 | Oct 7, 2019 | Oct 3, 2019 | NEW YORK, NY | Firm change |
| 7691:19616:NY:2015-08-03 | Aug 3, 2015 | Jul 30, 2015 | NEW YORK, NY | Firm change |