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Advisor at FOUNDATION FINANCIAL ADVISORS, INC.
LINTHICUM, MD | LINTHICUM HEIGHTS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATION FINANCIAL ADVISORS, INC. | State registered | Jan 3, 2012 | n/a | yes | LINTHICUM, MD | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 30, 2011 | n/a | yes | LINTHICUM HEIGHTS, MD | Current employment |
| Spc | Bd affiliated wealth | Nov 16, 2007 | Nov 30, 2011 | no | HANOVER, PA|ELLIOTT CITY, MD | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Nov 20, 2007 | no | BALTIMORE, MD|COLUMBIA, MD | Previous registration |
| QUICK & REILLY, INC. | n/a | Dec 2, 2002 | Oct 20, 2004 | no | BALTIMORE, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 23, 1993 | Oct 16, 2002 | no | COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | COMMONWEALTH FINANCIAL NETWORK | Nov 30, 2011 | Nov 30, 2011 | 0 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Spc | Nov 20, 2007 | Nov 16, 2007 | -4 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUICK & REILLY, INC. | Oct 16, 2002 | Dec 2, 2002 | 47 | Firm change | Other |