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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

NATHAN DOUGLAS AMANN

Advisor at VANGUARD ADVISERS, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:05cbff05-0c75-2cf0-80de-9a48df808cbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 13, 2011
First registration: Mar 1, 2012
Dual registered: yes, broker-dealer
Other names: NATHAN D AMANN|NATHAN AMANN|NATHAN DOUGLAS AMANN
IAPD individual key: 5516499

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 14, 2022	n/a	yes	CHARLOTTE, NC	Current employment
EDWARD JONES	National bd RIA	May 2, 2022	Aug 15, 2022	no	ST LOUIS, MO\|Huntersville, NC	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Apr 20, 2017	May 3, 2022	no	Charlotte, NC	Previous registration
ALLEN & COMPANY OF FLORIDA, LLC	Former SEC adviser	Mar 1, 2012	Mar 24, 2017	no	LAKELAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	VANGUARD ADVISERS, INC.	Aug 15, 2022	Sep 14, 2022	30	Firm change	Ibd to ibd
VANGUARD ADVISERS, INC.	EDWARD JONES	May 3, 2022	May 2, 2022	-1	Firm change	Ibd to ibd
ALLEN & COMPANY OF FLORIDA, LLC	VANGUARD ADVISERS, INC.	Mar 24, 2017	Apr 20, 2017	27	Firm change	Other

Relationships

Registered with (3)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Apr 20, 2017 to May 3, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 2, 2022 to Aug 15, 2022factForm ADV
→ ALLEN & COMPANY OF FLORIDA, LLCRegistered adviserregistration: previous registration
Mar 1, 2012 to Mar 24, 2017factForm ADV

Dated events

Occurred
Aug 15, 2022
Advisor changed firm
Nathan Douglas Amann left Edward Jones for Vanguard Advisers, Inc. (registered 2022-09-14)
Form ADVobserved 4 days ago
Occurred
May 3, 2022
Advisor changed firm
Nathan Douglas Amann left Vanguard Advisers, Inc. for Edward Jones (registered 2022-05-02)
Form ADVobserved 4 days ago