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A•••• • C•••••• O• F••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

A•••• • C•••••• O• F••••••• L••

CRD 25

LAKELAND, FL

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Search this name across graphsid dfx:ria:51a69822-aa69-52a1-0a8d-07b9b634fdf9

Data as of Apr 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 22
On other graphs: 1
Observed: Mar 6, 2012 to Apr 30, 2021
71 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A•••• • C•••••• o• F••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2021-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• C••••• M•••••••	SENIOR VICE PRESIDENT	Na	yes	03/2021	Mar 31, 2021	Apr 30, 2021
L•• E••••••• S••••••• L••	MANAGING MEMBER	E	yes	05/2019	Sep 13, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• F•••••••• L••	n/a	Bd affiliated wealth	$819B	N	yes	Ma
F••••••••• L••	n/a	Former SEC adviser	$3.5B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WINTER HAVEN	FL	United States	6	yes
Viera	FL	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.4B	$1.0B	30.8%	$1.0B	10.9%	65	67	2	2

Relationships

showing 80 of 83

Affiliated with (2)

→ F••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ L•• F•••••••• L••Registered adviserother investment adviser, broker-dealer, custodian, common control
factForm ADV

Owns (3)

← Z••••••••• C•••• M••••••OwnerVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2012 to presentfactForm ADV
← L•• F•••••••• H••••••• I•••

Dated events

Occurred
Mar 2, 2022
Advisor departed, no destination yet
Clare Mccarren Kiesel no longer registered at A•••• • C•••••• O• F••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
A•••• • C•••••• O• F••••••• L•• reported RAUM $1.4B, up 31% from $1.0B (2021-03-25 to 2021-03-31)
Form ADVobserved 7 days ago
$321M
Occurred
Mar 31, 2021
Control person left
Keith Edward Albritton (Vice President) no longer on Schedule A of A•••• • C•••••• O• F••••••• L•• (listed 2021-03-25, absent 2021-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51a69822-aa69-52a1-0a8d-07b9b634fdf9
First observed: Mar 6, 2012
Last observed: Apr 30, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (41)

← THOMAS ALAN BIXBYAdvisorregistration: previous registration
Nov 23, 2019 to Mar 2, 2022factForm ADV
← LORIN DAVID BICEAdvisorregistration: previous registration
Nov 23, 2019 to Mar 2, 2022factForm ADV
← ERIC GREENHOWAdvisorregistration: previous registration
Nov 23, 2019 to Mar 2, 2022factForm ADV
← C•••• M••••••• K•••••Advisorregistration: previous registration
Aug 10, 2021 to Mar 2, 2022factForm ADV
← KYLE JOSEPH COBIAAdvisorregistration: previous registration
Nov 27, 2019 to Mar 2, 2022factForm ADV
← ARIANA ACREE KORUSCHAKAdvisorregistration: previous registration
Feb 15, 2021 to Mar 2, 2022factForm ADV
← Nathan BostonAdvisorregistration: previous registration
Feb 11, 2021 to Mar 2, 2022factForm ADV
← ROBERT LEN SULLIVANAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← LAURA J HAWLEYAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← TERRY LEE TOLBERTAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← WILLIAM AUGUST SLOVERAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← KURT FRANZ ELMHORSTAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← CYNTHIA RAE MAROTZAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← KEITH EDWARD ALBRITTONAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← M•••••• N•••• W•••••Advisorregistration: previous registration
Aug 22, 2006 to Mar 1, 2022factForm ADV
← VIRGINIA A•••• HOUGHTONAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← KATHRYN MARIE FRENCHAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← CYNTHIA MEGAN TYSVERAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← M•••••• HENRY WRIGHTAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← SOURI S. VONGVIRATAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← ANGEL FERNANDO LOPEZAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← C•••• S. HUGHESAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← ISAAC BURKE HARTMANNAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← KEITH HOLLAND HENDERSONAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← STEVEN P MCTAGGARTAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← TROY LEON GARCIAAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← DANA BULL HURLEYAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
← CHAD M•••••• JONESAdvisorregistration: previous registration
Nov 23, 2019 to Mar 1, 2022factForm ADV
← SCOTT ALEXANDER SULLIVANAdvisorregistration: previous registration
Aug 24, 2021 to Mar 1, 2022factForm ADV
← DANIELLE DURHAM CHAN-PONGAdvisorregistration: previous registration
Nov 27, 2019 to Mar 1, 2022factForm ADV
and 11 more