DFX Intelligence

N••••••• A•••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

N••••••• A•••••••• E••••••

Advisor at S••••••••• A••••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:05ced742-5f0b-43b5-1793-15126212d756

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Jul 1, 2026	n/a	yes	BIRMINGHAM, AL\|Clermont, FL	Current employment
S••••••••• A••••••• G••••• L••	Independent wealth	Jul 25, 2019	n/a	yes	CLERMONT, FL	Current employment

Relationships

Registered with (2)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ S••••••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 25, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05ced742-5f0b-43b5-1793-15126212d756
First observed: Jun 1, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.