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CRD 284549
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CAVETT ROBERT COOPER | Certified Financial Planner | Birmingham, AL | BIRMINGHAM, AL | 9 | 15 | 1 | no |
| William Robert Hines | n/a | Greenville, SC | BIRMINGHAM, AL | 8 | 10 | 2 | no |
| STACEY ANN ZAHORANSKI | n/a | AKRON, OH | BIRMINGHAM, AL | 8 | 19 | 4 | no |
| MICHAEL KUCKEL | Chartered Financial Analyst | BIRMINGHAM, AL | Inman, SC | 8 | 21 | 2 | no |
| HARRY NOBLE PEARSON | Certified Financial Planner | Birmingham, AL | BIRMINGHAM, AL | 8 | 29 | 1 | no |
| Michael Thomas Bajc | n/a | Akron, OH | BIRMINGHAM, AL | 7 | 15 | n/a | no |
| Robert Walter Felts | n/a | Simpsonville, SC | BIRMINGHAM, AL | 7 | 12 | n/a | no |
| Benjamin Jonathan Craft | n/a | BIRMINGHAM, AL | Chelsea, AL | 6 | 10 | 1 | no |
| MARK LEE TEVEBAUGH | n/a | BIRMINGHAM, AL | Indian Valley, VA | Indian Harbor Beach, FL | 5 | 39 | 5 | no |
| JOHN CALVIN MCDONALD | Certified Financial Planner | BIRMINGHAM, AL | Kennewick, WA | 5 | 19 | 1 | yes |
| Alexander Garret Peloquin | n/a | Kennewick, WA | BIRMINGHAM, AL | 5 | 10 | 1 | no |
| THOMAS EDWARD POWELL | Certified Financial Planner | BIRMINGHAM, AL | 5 | 37 | 1 | no |
| SUZUANNE MARIE FOSTER | Certified Financial Planner | BIRMINGHAM, AL | Trevor, WI | Laguna Niguel, CA | 5 | 22 | 1 | yes |
| NELSON NEGRON | n/a | BIRMINGHAM, AL | Houston, TX | 4 | 15 | 3 | no |
| TYLER OWEN MARTIN | Certified Financial Planner | Nashville, TN | BIRMINGHAM, AL | 4 | 13 | 1 | no |
| MITCHELL STANLEY MARTIN | n/a | Nashville, TN | BIRMINGHAM, AL | 4 | 28 | 2 | no |
| CAMERON DAVID COLLIER | Certified Financial Planner | Decatur, IN | BIRMINGHAM, AL | 3 | 16 | 1 | yes |
| JOSHUA STUART SMITH | n/a | BIRMINGHAM, AL | Decatur, IN | 3 | 13 | n/a | yes |
| MARK EUGENE MORRISON | Certified Financial Planner | BIRMINGHAM, AL | Crystal Lake, IL | 3 | 32 | 1 | yes |
| Ian Matthew Morrison | n/a | Crystal Lake, IL | BIRMINGHAM, AL | 3 | 15 | 1 | yes |
| SARA KRISTEN BOLEN | n/a | BIRMINGHAM, AL | Grand Rapids, MN | 3 | 27 | 2 | no |
| BRAD ALAN NELSON | Certified Financial Planner | BIRMINGHAM, AL | Grand Rapids, MN | 3 | 15 | 1 | no |
| Simon Paul Jackson | n/a | BIRMINGHAM, AL | Grand Rapids, MN | 3 | 10 | 1 | no |
| PAUL STANLEY TYERS | n/a | Toronto | BIRMINGHAM, AL | 3 | 14 | n/a | no |
| JOHN ROBERT TATE | Certified Financial Planner | Maryville, TN | BIRMINGHAM, AL | 3 | 14 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Grubb, Robert, Wayne | CHIEF OPERATING OFFICER | Na | yes | 02/2017 | Aug 14, 2026 | Aug 14, 2026 |
| ONEASCENT HOLDINGS LLC | Owner | E | yes | 02/2017 | Aug 14, 2026 | Aug 14, 2026 |
| PEARSON, HARRY, NOBLE | Manager | Na | yes | 02/2017 | Aug 14, 2026 | Aug 14, 2026 |
| STOUDEMIRE, TOMONICA, MICHELLE | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2026 | Aug 14, 2026 | Aug 14, 2026 |
| CLAUD, THOMAS, JAMES | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2022 | Aug 12, 2022 | Dec 3, 2024 |
| PEARSON, HARRY, NOBLE | Owner | E | yes | 02/2017 | Feb 20, 2017 | Dec 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ONEASCENT INVESTMENT SOLUTIONS, LLC | n/a | Asset manager | $987M | N | yes | n/a |
| ONEASCENT FAMILY OFFICE LLC | n/a | Mixed wealth | $544M | N | yes | n/a |
| ONEASCENT WEALTH MANAGEMENT LLC | n/a | Independent wealth | $476M | N | yes | n/a |
| ONEASCENT CAPITAL LLC | n/a | Asset manager | $55.6M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GRAND RAPIDS | Mn | United States | 4 | no |
| Andover | Nj | United States | 3 | yes |
| VAN WERT | Oh | United States | 3 | no |
| Greenville | Sc | United States | 3 | no |
| CRYSTAL LAKE | IL | United States | 2 | yes |
| Decatur | In | United States | 2 | yes |
| Morris | Mn | United States | 2 | no |
| Akron | Oh | United States | 2 | no |
| Nashville | Tn | United States | 2 | no |
| Kennewick | Wa | United States | 2 | yes |
| Toronto | n/a | Canada | 2 | no |
| Huntsville | Al | United States | 1 | no |
| LAGUNA NIGUEL | CA | United States | 1 | yes |
| Bluffton | In | United States | 1 | no |
| FORT WAYNE | In | United States | 1 | no |
| Beverly | Ma | United States | 1 | yes |
| INTERNATIONAL FALLS | Mn | United States | 1 | no |
| Selinsgrove | Pa | United States | 1 | no |
| MYRTLE BEACH | Sc | United States | 1 | no |
| Cordova | Tn | United States | 1 | no |
| Houston | TX | United States | 1 | yes |
| SAN ANTONIO | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 28, 2026 | $3.5B | $3.1B | 161 | 74 | 35 | n/a | n/a |
| 2024 | Jan 3, 2025 | $1.8B | $1.7B | 80 | 39 | 32 | n/a | n/a |
| 2023 | Mar 21, 2024 | $1.8B | $1.7B | 80 | 39 | 26 | n/a | n/a |
| 2022 | Mar 27, 2023 | $456M | $451M | 56 | 25 | 14 | n/a | n/a |
| 2021 | Mar 31, 2022 | $385M | $379M | 39 | 20 | 9 | n/a | n/a |
| 2020 | Mar 31, 2021 | $217M | $217M | 22 | 19 | 11 | n/a | n/a |
| 2019 | Mar 25, 2020 | $351M | $351M | 27 | 21 | 10 | n/a | n/a |
| 2018 | Mar 27, 2019 | $279M | $278M | 22 | 18 | 11 | n/a | n/a |
| 2017 | Mar 30, 2018 | $199M | $199M | 9 | 8 | 6 | n/a | n/a |
| 2016 | Mar 30, 2017 | $0 | $0 | 9 | 8 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 3 | 2 | 3.6% | 1 | 1 | 0 | 40 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.5B | $1.8B | 97.8% | $456M | 97.9% | 161 | 80 | 35 | 32 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ONEASCENT WEALTH MANAGEMENT | 3 | Jul 16, 2020 | Jul 10, 2020 | BIRMINGHAM, AL | Team lift out | RIA to new firm | 25.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | 3 | Jun 9, 2025 | Jun 6, 2025 | OREFIELD, PA | Team lift out | Ibd to RIA | 1.3% |
| G. A. REPPLE & COMPANY | 3 | May 15, 2025 | May 5, 2025 | LOUISVILLE, KY | Team lift out | Ibd to RIA | 7.7% |
| RBC CAPITAL MARKETS, LLC | 2 | Jan 27, 2025 | Aug 9, 2024 | BOZEMAN, MT | Team lift out | Ibd to RIA | 0.1% |
| GATEWAY WEALTH PARTNERS, LLC | 6 | Sep 26, 2023 | Sep 25, 2023 | APPLETON, WI | Team lift out | RIA to RIA | 13.0% |
| THRIVENT INVESTMENT MANAGEMENT INC. | 3 | Jun 12, 2023 | Jan 18, 2024 | GRAND RAPIDS, MN | Team lift out | Ibd to RIA | 0.1% |
| THRIVENT INVESTMENT MANAGEMENT INC. | 2 | Jun 12, 2023 | Jun 9, 2023 | FARGO, ND | Team lift out | Ibd to RIA | 0.1% |
| SECURITIES AMERICA ADVISORS, INC. | 2 | May 25, 2023 | May 22, 2023 | CRYSTAL LAKE, IL | Team lift out | Ibd to RIA | 0.1% |
| WOODMARK WEALTH MANAGEMENT, LLC | 2 | Oct 5, 2022 | Sep 23, 2022 | GREENVILLE, SC | Team lift out | Other | 100.0% |
| WADDELL & REED | 2 | Mar 24, 2021 | Mar 19, 2021 | KENNEWICK, WA | Team lift out | Ibd to RIA | 0.2% |
| INSIGHT PRIVATE ADVISORS, LLC | 2 | Dec 10, 2018 | Sep 4, 2025 | BRIDGEWATER, NJ | Team lift out | RIA to RIA | 16.7% |
| BEACON WEALTH CONSULTANTS, INC. | 2 | Nov 29, 2017 | Nov 1, 2017 | ROANOKE, VA | Team lift out | Other | 25.0% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 5 | Feb 21, 2017 | Apr 5, 2018 | BIRMINGHAM, AL | Team lift out | Ibd to new firm | 0.1% |