DFX Intelligence

D•••• J••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

D•••• J••••• R••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:05cf871b-72df-503f-1ad1-f684be35a052

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Nov 1, 2021	n/a	yes	CLEVELAND, OH	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	May 27, 2019	Aug 18, 2021	no	Cleveland, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	C••••••••• C••••••••• A••••••• S••••••••	Aug 18, 2021	Nov 1, 2021	75	Firm change	Ibd to RIA
C••••• P••••••• L••	H•••••••• A•••••••• L••	Feb 16, 2017	May 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
105428:151559:OH:2016-10-07	Oct 7, 2016	Dec 9, 2016	CLEVELAND, OH	Firm change

Relationships

Registered with (4)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 27, 2019 to Aug 18, 2021factForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
Dec 9, 2016 to Feb 16, 2017factForm ADV
→ S••••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05cf871b-72df-503f-1ad1-f684be35a052
First observed: Jan 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.