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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

RAPHAEL AZIZ

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:05d11e8f-d978-aeb0-5fb6-d4acbcd5fd95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 26, 2019
First registration: Nov 29, 2019
Dual registered: yes, broker-dealer
Other names: RAPH F AZIZ|Raphael Aziz|RAPHAEL FOUAD AZIZ
IAPD individual key: 5988606

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 5, 2026	n/a	yes	SAN DIEGO, CA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jul 13, 2026	no	SAN DIEGO, CA\|VALLEY CENTER, CA\|SAN DIEGO, CA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 14, 2023	Mar 31, 2025	no	SAN DIEGO, CA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 27, 2021	Dec 1, 2022	no	San Diego, CA	Previous registration
EPSTEIN AND WHITE FINANCIAL LLC	Former SEC adviser	Jul 24, 2020	Jul 6, 2021	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 29, 2019	Jun 30, 2020	no	NEW YORK, NY\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Jul 13, 2026	May 5, 2026	-69	Firm change after gap	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MERCER GLOBAL ADVISORS INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 1, 2022	Mar 14, 2023	103	Firm change	RIA to ibd
EPSTEIN AND WHITE FINANCIAL LLC	MERCER GLOBAL ADVISORS INC.	Jul 6, 2021	Apr 27, 2021	-70	Firm change after gap	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EPSTEIN AND WHITE FINANCIAL LLC	Jun 30, 2020	Jul 24, 2020	24	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:6413:MA:2026-07-10	Jul 13, 2026	May 5, 2026	BOSTON, MA	Firm change after gap
281230:147363:CA:2021-07-06	Jul 6, 2021	Apr 27, 2021	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jul 13, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 14, 2023 to Mar 31, 2025factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Apr 27, 2021 to Dec 1, 2022factForm ADV
→ EPSTEIN AND WHITE FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 24, 2020 to Jul 6, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 29, 2019 to Jun 30, 2020factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
Raphael Aziz left Strategic Advisers Llc for Lpl Financial Llc (registered 2026-05-05)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2022
Advisor changed firm
Raphael Aziz left Mercer Global Advisors Inc. for Fidelity Personal And Workplace Advisors (registered 2023-03-14)
Form ADVobserved 4 days ago