DFX Intelligence

L•••• F•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

L•••• F•••••• C••••

Advisor at M•••••••• A•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:05d2b87d-8ed5-5f11-3917-edecf67c6783

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••••••	Mixed wealth	Sep 22, 2020	n/a	yes	BOSTON, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 29, 2016	Jun 10, 2020	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••••• A•••••••	Jun 10, 2020	Sep 22, 2020	104	Firm change	Wirehouse to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	W•••• F•••• A•••••••	Nov 9, 2015	Jan 29, 2016

Relationships

Registered with (4)

→ M•••••••• A•••••••Registered adviserregistration: current employment
Sep 22, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2016 to Jun 10, 2020factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2014 to Nov 9, 2015factForm ADV
→ W••••••• W••••• C•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05d2b87d-8ed5-5f11-3917-edecf67c6783
First observed: Mar 26, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.