G•••••• G•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

La Mesa, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:05d87209-aaaa-f631-b55d-7bebcf7dbb74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 21, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 21, 2025	n/a	yes	La Mesa, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 2, 2023	Jul 29, 2025	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	L•• F•••••••• L••	Aug 7, 2025	Mar 2, 2023	-889	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jul 29, 2025	Jul 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
283824:6413:CA:2025-08-06	Aug 7, 2025	Mar 2, 2023	SAN DIEGO, CA	Firm change after gap
6413:6363:CA:2025-07-17	Jul 29, 2025	Jul 21, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Oct 18, 2022 to Aug 7, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2023 to Jul 29, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Aug 7, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 29, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05d87209-aaaa-f631-b55d-7bebcf7dbb74
First observed: Sep 21, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.