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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

Shalana Denise Poole

Advisor at CWM, LLC

OMAHA, NE | Kyle, TX

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Search this name across graphsid dfx:ria:05e94aa7-a81e-b1aa-0dff-d020b00edc10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 14, 2006
First registration: Oct 26, 2007
Dual registered: yes, broker-dealer
Other names: SHALANA DENISE BARFIELD
IAPD individual key: 4574234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Oct 21, 2025	n/a	yes	Kyle, TX\|OMAHA, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Oct 22, 2025	no	KYLE, TX\|EDMOND, OK	Previous registration
WADDELL & REED	Former SEC adviser	Nov 3, 2017	Jul 21, 2021	no	AUSTIN, TX\|EDMOND, OK\|AUSTIN, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 15, 2017	no	DRIPPING SPRINGS, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 30, 2010	Oct 1, 2012	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|BUDA, TX\|AUSTIN, TX\|AUSTIN, TX\|DRIPPING SPRINGS, TX	Previous registration
EDWARD JONES	National bd RIA	Oct 26, 2007	Mar 18, 2010	no	ST. LOUIS, MO\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CWM, LLC	Oct 22, 2025	Oct 21, 2025	-1	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	WADDELL & REED	Nov 15, 2017	Nov 3, 2017	-12	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Mar 18, 2010	Mar 30, 2010	12	Firm change	Other

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Oct 22, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 3, 2017 to Jul 21, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 15, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 30, 2010 to Oct 1, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 26, 2007 to Mar 18, 2010factForm ADV

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
Shalana Denise Poole left Lpl Financial Llc for Cwm, Llc (registered 2025-10-21)
Form ADVobserved 6 days ago