DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• D••••• P••••

C••• L••BD affiliatedOmaha, Ne dual registrantIAPD 4574234

Certified Financial Planner

Feed of 09/14/2026

Also filed as Shalana Denise Barfield

At current firm

0 y

since Oct 21, 2025

In the industry

20 y

since Jul 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Oct 21, 2025 · Kyle, Tx
L•• F•••••••• L•• BD affiliated
Jul 21, 2021 to Oct 22, 2025 · Kyle, Tx
W•••••• • R••• former
Nov 3, 2017 to Jul 21, 2021 · Austin, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 15, 2017 · Dripping Springs, Tx
C•••• I••••••••• S••••••• C•••• former
Mar 30, 2010 to Oct 1, 2012 · Austin, Tx
E••••• J•••• national BD
Oct 26, 2007 to Mar 18, 2010 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••• L••
left Oct 22, 2025, registered Oct 21, 2025 (-1 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to L•• F•••••••• L••
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to W•••••• • R•••
left Nov 15, 2017, registered Nov 3, 2017 (-12 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
E••••• J•••• to C•••• I••••••••• S••••••• C••••
left Mar 18, 2010, registered Mar 30, 2010 (12 days) · Other

Signals

S•••••• D••••• P•••• left L•• F•••••••• L•• for C••• L•• (registered 2025-10-21)
Oct 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address