DFX Intelligence

R••••• C•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

R••••• C•••••• M•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Edinburg, PA | New Castle, PA

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Search this name across graphsid dfx:ria:0601578c-1e8c-9827-348a-a72826e6dea2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 1, 2016	n/a	yes	New Castle, PA\|Edinburg, PA	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Jan 30, 2015	Jul 12, 2016	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 12, 2016	Jul 1, 2016	-11	Firm change	Other
S••••• A••• I••••••••• A•••••• S•••••••• I•••	S••••• A••••••• I•••	Jan 30, 2015	Jan 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
174182:134139:AL:2016-07-12	Jul 12, 2016	Jul 1, 2016	BIRMINGHAM, AL	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 1, 2016 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2015 to Jul 12, 2016factForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
May 9, 2003 to Jan 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0601578c-1e8c-9827-348a-a72826e6dea2
First observed: May 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.