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Registered advisor
R••••• C•••••• M•••••
Feed of 09/14/2026
Also filed as Bob Mrozek
At current firm
10 y
since Jul 1, 2016
In the industry
27 y
since Apr 19, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2016 · New Castle, Pa
- S••••• A••••••• I••• BD affiliatedJan 30, 2015 to Jul 12, 2016 · Birmingham, Al
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerMay 9, 2003 to Jan 30, 2015 · Ellwood, Pa
Moves
a registration end followed by a registration begin elsewhere
- S••••• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 12, 2016, registered Jul 1, 2016 (-11 days) · Other · moved with a team
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to S••••• A••••••• I•••left Jan 30, 2015, registered Jan 30, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address