DFX Intelligence

T•• O•••••••• F••• I••••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•• O•••••••• F••• I••••••••• M••••••••• L•••

CRD 340501

NEW YORK, NY

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Search this name across graphsid dfx:ria:061b9edc-49d4-90f4-aba7-774f4332ee7f

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 26, 2026 to Jul 31, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•••••••• F••• I• L•••

Private equity fund · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $303M••• Locked
Discretionary RAUM: $303M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• M••••••• A••	CCO AND MANAGING PARTNER	D	yes	12/2025	Jul 31, 2026	Jul 31, 2026
T•• O•••••••• F••• I•••••••••	General	Na	yes	12/2025	Jul 31, 2026	Jul 31, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$0	$0	2	2	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$303M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Owns (1)

← B•••••••• G••••••• L•••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 31, 2026 to presentfactForm ADV

Controls (3)

← T•• O•••••••• F••• I•••••••••OwnerGENERAL, ownership code NA, domestic entity
Jul 31, 2026 to presentfactForm ADV
← P••••••• M••••••• A••OwnerCCO AND MANAGING PARTNER, ownership code D, individual
Jul 31, 2026 to presentfactForm ADV
← W•••••••• A•••• D••••OwnerMANAGING PARTNER, ownership code D, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:061b9edc-49d4-90f4-aba7-774f4332ee7f
First observed: Feb 26, 2026
Last observed: Jul 31, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.