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T•• O•••••••• F••• I••••••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $303M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$303M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 340501 · SEC 801-135671 · 2 filingsShow
CRD 340501SEC 801-135671First filing on the tape Feb 26, 2026, latest Jul 31, 2026SEC status approved since Mar 25, 2026IAPD
RAUM
$303M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$303M as of Jul 31, 2026
Feb 26, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Feb 26, 20260 then
Employees (5.A)4 as of Jul 31, 2026
Feb 26, 20262 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$303MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$303M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P••••••• M••••••• A•• · Cco And Managing Partnercontrol
        since 12/2025 · owns 50% to 75%
      • W•••••••• A•••• D•••• · Managing Partnercontrol
        since 12/2025 · owns 50% to 75%
      • B•••••••• G••••••• L••••••• · Chief Financial Officer
        since 03/2026 · owns less than 5%
      Entity owners
      • T•• O•••••••• F••• I••••••••• · General
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Jul 31, 2026
        custody of client assets (Item 9.A): no on the filing of 2026-02-26, yes on the filing of 2026-07-31
        peers: asset managers, $100M to $500M (1,568)
      • business activity changedChange between filings · filing Jul 31, 2026
        advises private funds (Item 7.B): no on the filing of 2026-02-26, yes on the filing of 2026-07-31
        peers: asset managers, $100M to $500M (1,568)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Feb 26, 2026 to Jul 31, 2026
      • Advisory employees · 2 to 4
        Feb 26, 2026 to Jul 31, 2026
      • Pooled vehicle clients · unset to 1.0
        Feb 26, 2026 to Jul 31, 2026
      • Assets in custody · unset to 0.0
        Feb 26, 2026 to Jul 31, 2026
      • Custody of client assets · false to true
        Feb 26, 2026 to Jul 31, 2026
      • Employees · 2 to 4
        Feb 26, 2026 to Jul 31, 2026
      • Private funds · unset to 1
        Feb 26, 2026 to Jul 31, 2026
      • Discretionary RAUM · $0 to $303M
        Feb 26, 2026 to Jul 31, 2026
      • Pooled vehicle RAUM · unset to 303030303.0
        Feb 26, 2026 to Jul 31, 2026
      • RAUM · $0 to $303M
        Feb 26, 2026 to Jul 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 31, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026