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B•••••• A••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner45 years in industry

B•••••• A••• H••••

Advisor at W••••••••• R••••••••• A•••••••

Scottsdale, AZ | ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:06254b8f-06bf-ede5-b947-18428c01e4a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Jan 4, 2017	n/a	yes	Scottsdale, AZ\|ALISO VIEJO, CA	Current employment
T••••••• I••••••••• M•••••••••	Institutional manager	Oct 12, 2012	Dec 9, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M•••••••••	W••••••••• R••••••••• A•••••••	Dec 9, 2015	Jan 4, 2017	392	Firm change	Other
C••• B•••••••• S•••••••• I•••	T••••••• I••••••••• M•••••••••	Jan 9, 2015

Relationships

Registered with (4)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ T••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Oct 12, 2012 to Dec 9, 2015factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 15, 2008 to Jan 9, 2015factForm ADV
→ Q•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06254b8f-06bf-ede5-b947-18428c01e4a1
First observed: Dec 19, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.