DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barbara Anne Healy
Certified Financial Planner
Feed of 09/14/2026
Also filed as Barbara Anne Angst
At current firm
9 y
since Jan 4, 2017
In the industry
45 y
since Nov 13, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthspire Retirement Advisory institutional currentsince Jan 4, 2017 · Scottsdale, Az
- Trustage Investment Management institutionalOct 12, 2012 to Dec 9, 2015 · Madison, Wi
- Cuna Brokerage Services, Inc. formerSep 15, 2008 to Jan 9, 2015 · Waverly, Ia
- Qa3 Financial LLC unclassifiedJul 28, 2006 to Aug 15, 2008 · Chandler, Az
- Cuna Brokerage Services, Inc. formerDec 19, 2005 to May 31, 2006 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Trustage Investment Management to Wealthspire Retirement Advisoryleft Dec 9, 2015, registered Jan 4, 2017 (392 days) · Other
- Cuna Brokerage Services, Inc. to Trustage Investment Managementleft Jan 9, 2015, registered Oct 12, 2012 (-819 days) · channel change inside one enterprise, not a move
- Qa3 Financial LLC to Cuna Brokerage Services, Inc.left Aug 15, 2008, registered Sep 15, 2008 (31 days) · Other
- Cuna Brokerage Services, Inc. to Qa3 Financial LLCleft May 31, 2006, registered Jul 28, 2006 (58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address