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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

ANDRES ANTONIO FAVELA

Advisor at CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0628f617-bdd0-1418-5b2f-0c13ec9e0fc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 29, 2010
First registration: Dec 6, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5586094

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
CONTINUUM ADVISORY, LLC	Independent wealth	Dec 16, 2021	Oct 27, 2023	no	EAGLE, ID\|Phoenix, AZ	Previous registration
PFG ADVISORS	Independent wealth	Sep 14, 2020	Dec 4, 2021	no	PHOENIX, AZ	Previous registration
VERSANT CAPITAL MANAGEMENT, INC.	Independent wealth	Jul 17, 2019	Jan 24, 2020	no	PHOENIX, AZ	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 12, 2018	Jan 11, 2019	no	Phoenix, AZ\|AUSTIN, TX	Previous registration
SEROS WEALTH PARTNERS	Independent wealth	Jul 26, 2017	Apr 5, 2018	no	GILBERT, AZ	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Feb 6, 2015	Nov 20, 2017	no	SCOTTSDALE, AZ\|SEDONA, AZ\|TEMPE, AZ\|TEMPE, AZ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 6, 2014	Feb 17, 2015	no	TEMPE, AZ\|TEMPE, AZ\|TEMPE, AZ	Previous registration
EDWARD JONES	National bd RIA	Dec 6, 2010	Mar 27, 2014	no	TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONTINUUM ADVISORY, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 27, 2023	Mar 21, 2024	146	Firm change	RIA to ibd
PFG ADVISORS	CONTINUUM ADVISORY, LLC	Dec 4, 2021	Dec 16, 2021	12	Firm change	RIA to RIA
VERSANT CAPITAL MANAGEMENT, INC.	PFG ADVISORS	Jan 24, 2020	Sep 14, 2020	234	Firm change	RIA to RIA
KESTRA ADVISORY SERVICES, LLC	VERSANT CAPITAL MANAGEMENT, INC.	Jan 11, 2019	Jul 17, 2019	187	Firm change	Ibd to RIA
SEROS WEALTH PARTNERS	KESTRA ADVISORY SERVICES, LLC	Apr 5, 2018	Jun 12, 2018	68	Firm change	RIA to ibd
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	SEROS WEALTH PARTNERS	Nov 20, 2017	Jul 26, 2017	-117	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Feb 17, 2015	Feb 6, 2015	-11	Firm change	Other
EDWARD JONES	MSI FINANCIAL SERVICES, INC.	Mar 27, 2014	Aug 6, 2014	132	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20804:166808:AZ:2017-11-20	Nov 20, 2017	Jul 26, 2017	TEMPE, AZ	Firm change after gap

Relationships

Registered with (9)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ CONTINUUM ADVISORY, LLCRegistered adviserregistration: previous registration
Dec 16, 2021 to Oct 27, 2023factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Sep 14, 2020 to Dec 4, 2021factForm ADV
→ VERSANT CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 17, 2019 to Jan 24, 2020factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 12, 2018 to Jan 11, 2019factForm ADV
→ SEROS WEALTH PARTNERSRegistered adviserregistration: previous registration
Jul 26, 2017 to Apr 5, 2018factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Feb 6, 2015 to Nov 20, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 6, 2014 to Feb 17, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 6, 2010 to Mar 27, 2014factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
Andres Antonio Favela left Continuum Advisory, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago