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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

DANIEL LUIKWONG YEUNG

Advisor at COLDSTREAM WEALTH MANAGEMENT

Mercer Island, WA | BELLEVUE, WA

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Search this name across graphsid dfx:ria:0631092e-1d50-d235-9b8d-416844e2aa1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COLDSTREAM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jul 14, 2007
First registration: Mar 2, 2007
Dual registered: no
IAPD individual key: 5274149

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COLDSTREAM WEALTH MANAGEMENT	Independent wealth	Nov 4, 2024	n/a	yes	Mercer Island, WA\|BELLEVUE, WA	Current employment
THE CAPROCK GROUP, LLC	Independent wealth	Sep 1, 2010	Oct 1, 2024	no	MERCER ISLAND, WA\|BOISE, ID	Previous registration
PURCELL ADVISORY SERVICES, LLC	Former SEC adviser	Jan 14, 2010	Nov 29, 2010	no	TACOMA, WA	Previous registration
EDWARD JONES	National bd RIA	Jun 16, 2009	Jul 31, 2009	no	ST LOUIS, MO	Previous registration
ACCESSOR CAPITAL MANAGEMENT LP	n/a	Mar 2, 2007	Apr 30, 2008	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CAPROCK GROUP, LLC	COLDSTREAM WEALTH MANAGEMENT	Oct 1, 2024	Nov 4, 2024	34	Firm change	RIA to RIA
PURCELL ADVISORY SERVICES, LLC	THE CAPROCK GROUP, LLC	Nov 29, 2010	Sep 1, 2010	-89	Firm change after gap	Other
EDWARD JONES	PURCELL ADVISORY SERVICES, LLC	Jul 31, 2009	Jan 14, 2010	167	Firm change	Other
ACCESSOR CAPITAL MANAGEMENT LP	EDWARD JONES	Apr 30, 2008	Jun 16, 2009	412	Firm change after gap	Other

Relationships

Registered with (5)

→ COLDSTREAM WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ THE CAPROCK GROUP, LLCRegistered adviserregistration: previous registration
Sep 1, 2010 to Oct 1, 2024factForm ADV
→ PURCELL ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 14, 2010 to Nov 29, 2010factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 16, 2009 to Jul 31, 2009factForm ADV
→ ACCESSOR CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Mar 2, 2007 to Apr 30, 2008factForm ADV

Dated events

Occurred
Oct 1, 2024
Advisor changed firm
Daniel Luikwong Yeung left The Caprock Group, Llc for Coldstream Wealth Management (registered 2024-11-04)
Form ADVobserved 5 days ago