DFX Intelligence

C••••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 10b 100b

C••••••••• W••••• M•••••••••

C••••••••• CAPITAL MANAGEMENT INC, CRD 108805

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 214
Dated events: 38
On other graphs: 2
Observed: Mar 27, 2012 to Aug 19, 2026
69 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• W••••• M•••••••••

Intermediary · key_cik, key_crd, key_sfn_adviser, shared_crd

Real Estate Fundsidentity

C••••••••• W••••• M•••••••••

Real estate fund manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=13.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $12Bderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 139
RAUM per advisor: $100Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• M•••••• F•••••••••	n/a	Incline Village, NV \| BELLEVUE, WA	24	31	n/a	yes
R•••• C••••••• R•••••••	n/a	BELLEVUE, WA	24	30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• C•••••• F••• I•• L••	Real Estate Fund	$152M	Aug 19, 2026	341	Mar 30, 2016	reported	021-229900
A••••• C•••••• F••• I• L••	Real Estate Fund	$30.0M	Jan 7, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• K••••• M••••••	CHIEF EXECUTIVE BOARD	B	yes	10/1997	Aug 19, 2026	Aug 19, 2026
S•••••• M••••••• A•••	CHIEF OPERATING OFFICER	Na	yes	05/2023	Aug 19, 2026	Aug 19, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• C•••••• L••	n/a	n/a	n/a	Y	yes	n/a
C•• L••• I•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MERCER ISLAND	Wa	United States	25	no
Seattle	Wa	United States	21	yes
Portland	Or	United States	15	no
Kirkland	Wa	United States	7	yes
Kenai	Ak	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
16	1	15	0.7%	1	1	0	52	9

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$10B	33.1%	$6.5B	28.9%	207	165	9	7

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••• H••• P•••••••• L••	17	Jun 17, 2025	Jan 1, 2026	PORTLAND, OR	Firm absorbed	RIA to RIA	100.0%
H•• F•••••••• S•••••••• P•••	3	Jan 31, 2025	Jan 21, 2025

Relationships

showing 80 of 214

Registered with (64)

← K••• E•••• S•••••••••Advisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← M•••• C•••• H•••••Advisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← S•••• J•••••• S••••••Advisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← K•••••••• G•••• J•••••••••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
17 Sep 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Aug 2026
Ria ownership band change
••• Locked
Form ADV
Occurred
19 Aug 2026
Ria principal change2 events
C••••••••• W••••• M•••••••••: ria principal change, 2 events, on 19 Aug 2026
- ••• Locked
- ••• Locked
Occurred
19 Aug 2026
Ria office opened
••• Locked
Form ADV
Occurred
17 Jun 2025
Firm absorbed
••• Locked
Form ADV
16 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2012
Last observed: Aug 19, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• P•••••• B••••••••	n/a	BELLEVUE, WA	13	14	n/a	no
K••• M•••••• B••••••••	n/a	BELLEVUE, WA	13	13	n/a	no
D•••• E•••• P•••••	Chartered Financial Analyst	BELLEVUE, WA	11	15	3	no
A•••••••• F•••• L••••••	n/a	BELLEVUE, WA \| Seattle, WA	10	22	3	yes
E••••• K•••••• S••••••	Certified Financial Planner	BELLEVUE, WA \| Seattle, WA	10	20	2	yes
G•••••• G••••• D•••	n/a	BELLEVUE, WA \| Seattle, WA	10	11	1	no
V••••• C•••••• B•••••	Certified Financial Planner	BELLEVUE, WA	10	32	4	no
R•••••• S•• W•••••	Chartered Financial Analyst	BELLEVUE, WA	9	30	1	no
R••••• R• M••••••••	Chartered Financial Analyst	BELLEVUE, WA	9	16	1	no
E••• E••••• F•••••	n/a	BELLEVUE, WA \| B•••evue, WA	8	15	1	yes
D•••• A•••••••• K••••••	n/a	BELLEVUE, WA	7	13	n/a	no
P•••••• W•••••• C••••••••	n/a	BELLEVUE, WA \| Lynden, WA	7	15	2	yes
F•••••• Y•••• L••	n/a	BELLEVUE, WA	7	12	2	no
C•••• C••••• S••••••	Certified Financial Planner	BELLEVUE, WA	6	11	1	no
T•••••• R••••• M•••	n/a	BELLEVUE, WA \| Seattle, WA	6	15	n/a	yes

All 18 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• H••••••• A•• B•••	BOARD DIRECTOR	Na	no	11/2018	Aug 19, 2026	Aug 19, 2026
R•••••••• R••••• C•••••••	Shareholder	A	no	04/1996	Aug 19, 2026	Aug 19, 2026
R••••••• D••••• G•••••	BOARD DIRECTOR	Na	no	04/2017	Aug 19, 2026	Aug 19, 2026
S••••••• B••••• P•••	CHIEF INVESTMENT OFFICER	Na	no	01/2025	Aug 19, 2026	Aug 19, 2026
S••••••• A••• M••••	BOARD DIRECTOR	Na	no	03/2022	Aug 19, 2026	Aug 19, 2026
C••••••• H•••••• A•	CHIEF INVESTMENT OFFICER	Na	no	08/2014	Oct 9, 2014	Dec 17, 2024
F••••••••• F••••• 2••• T••••••••• F••••••••• T•••	DIRECT OWNER	B	no	04/2021	Apr 28, 2021	Dec 17, 2024
F••••••••• F••••• I••••••••• T••••••••• F••••••••• T•••	DIRECT OWNER	B	no	04/2021	Apr 28, 2021	Dec 17, 2024

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.6B	$1.5B	52	31	n/a	3	$70.1M
2014	Mar 31, 2015	$1.5B	$1.4B	40	30	n/a	2	$53.3M
2013	Mar 31, 2014	$1.4B	$1.3B	31	20	n/a	2	$59.9M
2012	Apr 1, 2013	$1.2B	$1.1B	31	20	n/a	2	$44.1M
2011	Mar 27, 2012	$1.1B	$1.1B	n/a	n/a	n/a	1	$36.5M