DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Sandy Springs, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Apr 20, 2022 | n/a | yes | Sandy Springs, GA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 26, 2021 | Mar 31, 2022 | no | MARIETTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••• S••••• • C••• I••• | Mar 31, 2022 | Apr 20, 2022 | 20 | Firm change | Wirehouse to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Mar 25, 2021 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 25, 2021 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Oct 14, 2016 | Jul 13, 2018 | no | GREENWOOD VILLAGE, CO | Previous registration |
| 154 |
| Firm change |
| Ibd to wirehouse |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |