DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MONROE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 1, 2015 | n/a | yes | MONROE, LA | Current employment |
| FIDUCIARY INVESTMENT CONSULTANTS, LLC | Former SEC adviser | Oct 17, 2014 | Mar 24, 2015 | no | MONROE, LA | Previous registration |
| FPL ASSET MANAGEMENT, LLC | Former SEC adviser | Oct 10, 2014 | Apr 23, 2015 | no | MONROE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FPL ASSET MANAGEMENT, LLC | FIDUCIARY INVESTMENT CONSULTANTS, LLC | Apr 23, 2015 | Oct 17, 2014 | -188 | Firm change after gap | Other |
| FIDUCIARY INVESTMENT CONSULTANTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 24, 2015 | May 1, 2015 | 38 | Firm change | Other |