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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

SHELLY LANE DUKES

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:064546a2-b807-615b-dd76-c79205cb90bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Feb 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 4, 2015
First registration: Feb 22, 2021
Dual registered: yes, broker-dealer
Other names: Shelly Lane Dukes|Shelly Lane Mcdonald|Shelly L Dukes
IAPD individual key: 6086691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 5, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Sep 19, 2023	Feb 23, 2024	no	OMAHA, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 28, 2022	Aug 22, 2023	no	Vancouver, WA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 28, 2022	Aug 22, 2023	no	Vancouver, WA\|ST. PETERSBURG, FL	Previous registration
MARINER ADVISOR NETWORK	Bd affiliated wealth	Oct 8, 2021	Mar 2, 2022	no	Vancouver, WA	Previous registration
WFA OF SAN DIEGO	Independent wealth	Feb 22, 2021	Apr 26, 2021	no	San Diego, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	OSAIC WEALTH, INC.	Feb 23, 2024	Jan 5, 2026	682	Firm change after gap	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	ORION PORTFOLIO SOLUTIONS, LLC	Aug 22, 2023	Sep 19, 2023	28	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 22, 2023	Jan 28, 2022	-571	Firm change after gap	Ibd to ibd
MARINER ADVISOR NETWORK	RAYMOND JAMES & ASSOCIATES, INC.	Mar 2, 2022	Jan 28, 2022	-33	Firm change after gap	RIA to ibd
WFA OF SAN DIEGO	MARINER ADVISOR NETWORK	Apr 26, 2021	Oct 8, 2021	165	Firm change	RIA to RIA

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Sep 19, 2023 to Feb 23, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 28, 2022 to Aug 22, 2023factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 28, 2022 to Aug 22, 2023factForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Oct 8, 2021 to Mar 2, 2022factForm ADV
→ WFA OF SAN DIEGORegistered adviserregistration: previous registration
Feb 22, 2021 to Apr 26, 2021factForm ADV

Dated events

Occurred
Feb 23, 2024
Advisor changed firm
Shelly Lane Dukes left Orion Portfolio Solutions, Llc for Osaic Wealth, Inc. (registered 2026-01-05)
Form ADVobserved 5 days ago
Occurred
Aug 22, 2023
Advisor changed firm
Shelly Lane Dukes left Raymond James Financial Services Advisors, Inc for Orion Portfolio Solutions, Llc (registered 2023-09-19)
Form ADVobserved 5 days ago
Occurred
Aug 22, 2023
Advisor changed firm
Shelly Lane Dukes left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-01-28)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2022
Advisor changed firm
Shelly Lane Dukes left Mariner Advisor Network for Raymond James & Associates, Inc. (registered 2022-01-28)
Form ADVobserved 5 days ago