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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WFA OF SAN DIEGO

WFA OF SAN DIEGO, LLC, CRD 307404

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:414a06ac-bfb9-a406-7742-64f1d3d7cbb2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 0
Observed: Jan 28, 2020 to Sep 15, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $207MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $202MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 457
Individual clients: 172
High net worth clients: 88
SEC number: 801-118131
CIK: 1821407
CRD: 307404
Filings on the tape: 32
First filed: Jan 28, 2020
Latest filed: Sep 15, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID PHIPPS WHITE	n/a	SAN DIEGO, CA	1	43	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DWORSKY, LOUIS, DAVID	Member	C	yes	01/2018	Jan 28, 2020	Jul 3, 2024
DWORSKY, LOUIS, DAVID	CEO & CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Jan 28, 2020	Jul 3, 2024
DWORSKY, MEYER, edwin	Member	C	yes	01/2018	Jan 28, 2020	Jul 3, 2024
Mayes, Ralph, Thomas	Member	C	yes	01/2018	Mar 28, 2023	Jul 3, 2024
ZERMATT HOLDINGS, LLC	Owner	E	yes	01/2020	Jan 28, 2020	Jul 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ZERMATT WEALTH PARTNERS LLC	n/a	Independent wealth	$158M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$207M	$177M	5	2	1	n/a	n/a
2024	Mar 31, 2025	$178M	$141M	5	2	1	n/a	n/a
2023	Mar 29, 2024	$173M	$139M	5	2	1	n/a	n/a
2022	Mar 23, 2023	$201M	$174M	5	3	1	n/a	n/a
2021	Mar 31, 2022	$274M	$241M	7	4	1	n/a	n/a
2020	Mar 31, 2021	$265M	$232M	7	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$207M	$178M	16.4%	$201M	1.0%	5	5	1	1

Relationships

Affiliated with (5)

→ ZERMATT WEALTH PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
← ZERMATT WEALTH PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
← MORSE CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MAVEN CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HAYDEN ROYALRegistered adviserother investment adviser, common control
factForm ADV

Registered with (5)

← ANDREW MARSHALL JENSENAdvisorregistration: previous registration
Jan 17, 2021 to Dec 31, 2024factForm ADV
← DAVID PHIPPS WHITEAdvisorregistration: previous registration
Jun 30, 2020 to Dec 31, 2024factForm ADV
← JOSEPH PHILLIP ARCEAdvisorregistration: previous registration
Mar 18, 2020 to Mar 28, 2024factForm ADV
← BECKI KATHLEEN SUTTONAdvisorregistration: previous registration
Jan 19, 2021 to Nov 15, 2021factForm ADV
← SHELLY LANE DUKESAdvisorregistration: previous registration
Feb 22, 2021 to Apr 26, 2021factForm ADV

Controls (4)

← DWORSKY, LOUIS, DAVIDOwnerMEMBER, ownership code C, individual
Jan 28, 2020 to Jul 3, 2024factForm ADV
← Mayes, Ralph, ThomasOwnerMEMBER, ownership code C, individual
Mar 28, 2023 to Jul 3, 2024factForm ADV
← DWORSKY, MEYER, edwinOwnerMEMBER, ownership code C, individual
Jan 28, 2020 to Jul 3, 2024factForm ADV
← ZERMATT HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Jan 28, 2020 to Jul 3, 2024factForm ADV

Dated events

Occurred
May 17, 2024
Control person left
Lee Michael Hudson (Cco) no longer on Schedule A of Wfa Of San Diego (listed 2024-05-15, absent 2024-05-17)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Advisor changed firm
Joseph Phillip Arce left Wfa Of San Diego for The Norden Group Llc (registered 2025-01-05)
Form ADVobserved 5 days ago
Occurred
Nov 29, 2023
Control person joined
Lee Michael Hudson (Cco) appeared on Schedule A of Wfa Of San Diego
Form ADVobserved 5 days ago
Occurred
Nov 29, 2023
Control person left
Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Wfa Of San Diego (listed 2023-04-21, absent 2023-11-29)
Form ADVobserved 5 days ago
Occurred
Apr 21, 2023
Control person joined
Perdue Alisha Dowell (Chief Compliance Officer) appeared on Schedule A of Wfa Of San Diego
Form ADVobserved 5 days ago
Occurred
Jan 28, 2020
First Form ADV filing
Wfa Of San Diego filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:414a06ac-bfb9-a406-7742-64f1d3d7cbb2
First observed: Jan 28, 2020
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WFA OF SAN DIEGO

WFA OF SAN DIEGO, LLC, CRD 307404

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:414a06ac-bfb9-a406-7742-64f1d3d7cbb2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID PHIPPS WHITE

n/a

SAN DIEGO, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DWORSKY, LOUIS, DAVID

Member

yes

01/2018

Jan 28, 2020

Jul 3, 2024

DWORSKY, LOUIS, DAVID

CEO & CHIEF COMPLIANCE OFFICER

yes

01/2020

Jan 28, 2020

Jul 3, 2024

DWORSKY, MEYER, edwin

Member

yes

01/2018

Jan 28, 2020

Jul 3, 2024

Mayes, Ralph, Thomas

Member

yes

01/2018

Mar 28, 2023

Jul 3, 2024

ZERMATT HOLDINGS, LLC

Owner

yes

01/2020

Jan 28, 2020

Jul 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ZERMATT WEALTH PARTNERS LLC

n/a

Independent wealth

$158M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Charlotte

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$207M

$177M

n/a

2024

Mar 31, 2025

$178M

$141M

n/a

2023

Mar 29, 2024

$173M

$139M

n/a

2022

Mar 23, 2023

$201M

$174M

n/a

2021

Mar 31, 2022

$274M

$241M

n/a

2020

Mar 31, 2021

$265M

$232M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$207M

$178M

16.4%

$201M

1.0%