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B••••••• G•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

B••••••• G•••• W•••••••

Advisor at L•••• A•••• M••••••••• L••

B•••••, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:064cee5f-94e5-428c-9fe7-5fd2b3d5edba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• A•••• M••••••••• L••	State registered	Jul 14, 2023	n/a	yes	B•••••, MA	Current employment
B••••• P•••••••• A•••••••	Independent wealth	Nov 24, 2014	n/a	yes	B•••••, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• I••••••••• A•••••••• I•••	B••••• P•••••••• A•••••••	Dec 8, 2015	Nov 24, 2014	-379	Firm change after gap	Other
W•••••• W••••• A•••••••• I•••	B••••• I••••••••• A•••••••• I•••	Aug 26, 2005

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133725:172374:MA:2015-12-08	Dec 8, 2015	Nov 24, 2014	B•••••, MA	Firm change after gap

Relationships

Registered with (4)

→ L•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ B••••• P•••••••• A•••••••Registered adviserregistration: current employment
Nov 24, 2014 to presentfactForm ADV
→ B••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2006 to Dec 8, 2015factForm ADV
→ W•••••• W••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:064cee5f-94e5-428c-9fe7-5fd2b3d5edba
First observed: Mar 19, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.