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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WINGATE WEALTH ADVISORS, INC.

CRD 105012

LEXINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d396617a-98fd-a8bb-40c5-4f7e7abd834a

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 5
On other graphs: 0
Observed: Mar 26, 2012 to Mar 24, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $94.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 24
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,802
Individual clients: 287
High net worth clients: 355
Custody, client assets: $531M
SEC number: 801-28664
CRD: 105012
Filings on the tape: 35
First filed: Mar 26, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PETER FRAILEY	n/a	LEXINGTON, MA	32	42	1	no
JEFFREY HAYDEN WHITE	Certified Financial Planner\|Chartered Financial Consultant	LEXINGTON, MA	32	46	1	no
CAROL M KHOURI	Certified Financial Planner	LEXINGTON, MA	24	37	1	no
JOSEPH NICOLA EVANGELISTA	n/a	LEXINGTON, MA	23	30	1	no
MATTHEW ALLAN LASKER	n/a	LEXINGTON, MA	22	27	1	no
CAROL R NEWMAN	n/a	LEXINGTON, MA	13	13	n/a	no
TEOFILO O FERREIRA	Certified Financial Planner	LEXINGTON, MA	11	32	2	no
GARY DOUGLAS POMERANTZ	Certified Financial Planner	Lexington, MA	9	22	4	no
CHRISTOPHER JOHN BEKEL	Certified Financial Planner	Lexington, MA	9	13	2	no
JOHN CASIMIR SLUPSKI	Certified Financial Planner	Lexington, MA	8	26	4	no
LIANNA ARIEL DEPREY	n/a	LEXINGTON, MA	8	11	2	no
Jason Sikorski	Certified Financial Planner	LEXINGTON, MA	5	18	1	no
CARA ANNE WHIPKEY	n/a	LEXINGTON, MA	4	28	1	no
Michael Paul Claveau	Certified Financial Planner	LEXINGTON, MA	4	11	1	no
DAVID NICHOLAS KHOURI	Certified Financial Planner	LEXINGTON, MA	2	10	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYRON, RICHARD, CARL	CHIEF OPERATING OFFICER	Na	yes	03/2021	Mar 24, 2026	Mar 24, 2026
LASKER, MATTHEW, ALLAN	Shareholder	C	yes	03/2018	Mar 24, 2026	Mar 24, 2026
POMERANTZ, GARY, DOUGLAS	Shareholder	C	yes	03/2018	Mar 24, 2026	Mar 24, 2026
SLUPSKI, JOHN, CASIMIR	Shareholder	C	yes	03/2018	Mar 24, 2026	Mar 24, 2026
WHITE, JEFFREY, HAYDEN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2011	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.4B	$1.2B	24	15	0	n/a	n/a
2024	Mar 19, 2025	$1.3B	$1.0B	24	15	0	n/a	n/a
2023	Mar 19, 2024	$1.2B	$908M	26	15	0	n/a	n/a
2022	Mar 22, 2023	$1.1B	$802M	24	14	0	n/a	n/a
2021	Mar 22, 2022	$1.1B	$799M	24	12	0	n/a	n/a
2020	Mar 10, 2021	$1.1B	$742M	23	13	0	n/a	n/a
2019	Mar 17, 2020	$920M	$626M	23	12	0	n/a	n/a
2018	Mar 25, 2019	$843M	$561M	26	12	1	n/a	n/a
2017	Mar 22, 2018	$781M	$505M	23	13	1	n/a	n/a
2016	Mar 13, 2017	$535M	$406M	20	9	n/a	n/a	n/a
2015	Mar 25, 2016	$531M	$366M	20	9	n/a	n/a	n/a
2014	Mar 27, 2015	$529M	$384M	25	11	n/a	n/a	n/a
2013	Mar 28, 2014	$522M	$378M	24	9	n/a	n/a	n/a
2012	Mar 26, 2013	$516M	$369M	22	10	n/a	n/a	n/a
2011	Mar 26, 2012	$520M	$366M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.3B	6.8%	$1.1B	9.0%	24	24	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EAST COAST ASSET MANAGEMENT, LLC	3	Oct 16, 2017	Nov 1, 2017	ESSEX, MA	Team lift out	Other	37.5%

Relationships

Registered with (24)

← DAVID NICHOLAS KHOURIAdvisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← Michael Paul ClaveauAdvisorregistration: current employment
Jun 8, 2022 to presentfactForm ADV
← CARA ANNE WHIPKEYAdvisorregistration: current employment
Oct 6, 2021 to presentfactForm ADV
← Jason SikorskiAdvisorregistration: current employment
Sep 16, 2021 to presentfactForm ADV
← LIANNA ARIEL DEPREYAdvisorregistration: current employment
Jan 23, 2018 to presentfactForm ADV
← JOHN CASIMIR SLUPSKIAdvisorregistration: previous registration
Jul 14, 2000 to Mar 12, 2009factForm ADV
← GARY DOUGLAS POMERANTZAdvisorregistration: previous registration
Feb 26, 2004 to Oct 11, 2006factForm ADV
← CHRISTOPHER JOHN BEKELAdvisorregistration: current employment
Sep 11, 2017 to presentfactForm ADV
← TEOFILO O FERREIRAAdvisorregistration: current employment
Jul 28, 2015 to presentfactForm ADV
← CAROL R NEWMANAdvisorregistration: current employment
May 6, 2013 to presentfactForm ADV
← MATTHEW ALLAN LASKERAdvisorregistration: current employment
Sep 15, 2004 to presentfactForm ADV
← JOSEPH NICOLA EVANGELISTAAdvisorregistration: current employment
May 29, 2003 to presentfactForm ADV
← CAROL M KHOURIAdvisorregistration: current employment
May 17, 2002 to presentfactForm ADV
← PETER FRAILEYAdvisorregistration: current employment
Apr 14, 1994 to presentfactForm ADV
← JEFFREY HAYDEN WHITEAdvisorregistration: current employment
Apr 14, 1994 to presentfactForm ADV
← TIMOTHY FREDERICK MULLINAdvisorregistration: previous registration
Sep 9, 2021 to Jan 2, 2025factForm ADV
← MICHAEL DASKALAKISAdvisorregistration: previous registration
Oct 24, 2022 to Oct 24, 2022factForm ADV
← Marina MuehlkeAdvisorregistration: previous registration
Jan 4, 2021 to Aug 17, 2021factForm ADV
← ANDREA KELLY MCNAMARAAdvisorregistration: previous registration
Dec 12, 2017 to Jul 14, 2021factForm ADV
← Debra Sue McDonaldAdvisorregistration: previous registration
Jan 13, 2006 to May 23, 2018factForm ADV
← JOHN H BIEBELAdvisorregistration: previous registration
Mar 12, 2009 to Nov 19, 2013factForm ADV
← EMILY SUE SIPPELAdvisorregistration: previous registration
Apr 29, 2013 to Sep 17, 2013factForm ADV
← BRADFORD GARET WILLIAMSAdvisorregistration: previous registration
Mar 19, 2003 to Aug 26, 2005factForm ADV
← STEPHEN JENKINS DOUCETTEAdvisorregistration: previous registration
Feb 4, 2000 to Oct 1, 2003factForm ADV

Affiliated with (1)

← WINGATE PLANNING CORPRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← LASKER, MATTHEW, ALLANOwnerSHAREHOLDER, ownership code B, individual
Mar 22, 2018 to Jul 9, 2024factForm ADV
← SLUPSKI, JOHN, CASIMIROwnerSHAREHOLDER, ownership code B, individual
Mar 22, 2018 to Jul 9, 2024factForm ADV
← WHITE, JEFFREY, HAYDENOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 26, 2012 to Jul 9, 2024factForm ADV
← POMERANTZ, GARY, DOUGLASOwnerSHAREHOLDER, ownership code C, individual
Mar 22, 2018 to Jul 9, 2024factForm ADV
← BYRON, RICHARD, CARLOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 19, 2021 to Jul 9, 2024factForm ADV

Moved with (1)

← EAST COAST ASSET MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Oct 16, 2017 to Nov 1, 2017factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
Timothy Frederick Mullin left Wingate Wealth Advisors, Inc. for Keel Point, Llc (registered 2025-10-08)
Form ADVobserved 5 days ago
Occurred
Oct 24, 2022
Advisor changed firm
Michael Daskalakis left Wingate Wealth Advisors, Inc. for Park Avenue Securities Llc (registered 2025-01-27)
Form ADVobserved 5 days ago
Occurred
Mar 19, 2021
Control person joined
Carl Richard Byron (Chief Operating Officer) appeared on Schedule A of Wingate Wealth Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 25, 2019
Control person left
Francis Mark Greco (Chief Executive Officer) no longer on Schedule A of Wingate Wealth Advisors, Inc. (listed 2018-03-22, absent 2019-03-25)
Form ADVobserved 5 days ago
Occurred
Mar 22, 2018
Regulatory AUM changed
Wingate Wealth Advisors, Inc. reported RAUM $781.3M, up 46% from $535.0M (2017-09-28 to 2018-03-22)
Form ADVobserved 5 days ago
$246M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d396617a-98fd-a8bb-40c5-4f7e7abd834a
First observed: Mar 26, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINGATE WEALTH ADVISORS, INC.

CRD 105012

LEXINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d396617a-98fd-a8bb-40c5-4f7e7abd834a

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PETER FRAILEY

n/a

LEXINGTON, MA

JEFFREY HAYDEN WHITE

Certified Financial Planner|Chartered Financial Consultant

LEXINGTON, MA

CAROL M KHOURI

Certified Financial Planner

LEXINGTON, MA

JOSEPH NICOLA EVANGELISTA

n/a

LEXINGTON, MA

MATTHEW ALLAN LASKER

n/a

LEXINGTON, MA

CAROL R NEWMAN

n/a

LEXINGTON, MA

n/a

TEOFILO O FERREIRA

Certified Financial Planner

LEXINGTON, MA

GARY DOUGLAS POMERANTZ

Certified Financial Planner

Lexington, MA

CHRISTOPHER JOHN BEKEL

Certified Financial Planner

Lexington, MA

JOHN CASIMIR SLUPSKI

Certified Financial Planner

Lexington, MA

LIANNA ARIEL DEPREY

n/a

LEXINGTON, MA

Jason Sikorski

Certified Financial Planner

LEXINGTON, MA

CARA ANNE WHIPKEY

n/a

LEXINGTON, MA

Michael Paul Claveau

Certified Financial Planner

LEXINGTON, MA

DAVID NICHOLAS KHOURI

Certified Financial Planner

LEXINGTON, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYRON, RICHARD, CARL

CHIEF OPERATING OFFICER

yes

03/2021

Mar 24, 2026

LASKER, MATTHEW, ALLAN

Shareholder

yes

03/2018

Mar 24, 2026

POMERANTZ, GARY, DOUGLAS

Shareholder

yes

03/2018

Mar 24, 2026

SLUPSKI, JOHN, CASIMIR

Shareholder

yes

03/2018

Mar 24, 2026

WHITE, JEFFREY, HAYDEN

CHIEF COMPLIANCE OFFICER

yes

09/2011

Mar 24, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.4B

$1.2B

n/a

2024

Mar 19, 2025

$1.3B

$1.0B

n/a

2023

Mar 19, 2024

$1.2B

$908M

n/a

2022

Mar 22, 2023

$1.1B

$802M

n/a

2021

Mar 22, 2022

$1.1B

$799M

n/a

2020

Mar 10, 2021

$1.1B

$742M

n/a

2019

Mar 17, 2020

$920M

$626M

n/a

2018

Mar 25, 2019

$843M

$561M

n/a

2017

Mar 22, 2018

$781M

$505M

n/a

2016

Mar 13, 2017

$535M

$406M

n/a

2015

Mar 25, 2016

$531M

$366M

n/a

2014

Mar 27, 2015

$529M

$384M

n/a

2013

Mar 28, 2014

$522M

$378M

n/a

2012

Mar 26, 2013

$516M

$369M

n/a

2011

Mar 26, 2012

$520M

$366M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.3B

6.8%

$1.1B

9.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EAST COAST ASSET MANAGEMENT, LLC

Oct 16, 2017

Nov 1, 2017

ESSEX, MA

Team lift out

Other

37.5%