DFX Intelligence

M•••••• K•••• M• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• K•••• M• W••••••

Advisor at P••••••• W••••• P•••••••

ITASCA, IL

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Search this name across graphsid dfx:ria:0650a2d6-0b9a-be12-51a8-d243a37d172b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• P•••••••	Independent wealth	May 2, 2025	n/a	yes	ITASCA, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 6, 2006	May 7, 2025	no	ORLAND PARK, IL\|DOWNERS GROVE, IL\|CHICAGO, IL\|Westmont, IL\|Elmhurst, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P••••••• W••••• P•••••••	May 7, 2025	May 2, 2025	-5	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:335762:IL:2025-05-05	May 7, 2025	May 2, 2025	ELMHURST, IL	Firm change

Relationships

Registered with (2)

→ P••••••• W••••• P•••••••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 6, 2006 to May 7, 2025factForm ADV

Dated events

Occurred
May 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0650a2d6-0b9a-be12-51a8-d243a37d172b
First observed: Sep 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.