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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRIDGE GENERATIONS WEALTH MANAGEMENT

BRIDGE GENERATIONS WEALTH MANAGEMENT LLC, CRD 331683

SOUTH MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:065269e4-702e-6a09-caeb-52418688ecec

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2024 to Mar 16, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $260MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $259M
Private client RAUM: $260MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $65.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 472
Individual clients: 100
High net worth clients: 71
Custody, client assets: $204M
SEC number: 801-130597
CRD: 331683
Filings on the tape: 10
First filed: Jun 3, 2024
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, FL
Website: bridgewm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BARBARA JEAN RAY	Personal Financial Specialist	SOUTH MIAMI, FL \| Millcreek, UT	2	23	3	no
Elisa Ray Schvaneveldt	Certified Financial Planner	SOUTH MIAMI, FL \| Millcreek, UT	2	14	1	no
DAVID NEIL SMITH	Certified Financial Planner\|Chartered Financial Consultant	SOUTH MIAMI, FL	2	35	5	no
Michael Eugene Allende	n/a	SOUTH MIAMI, FL	1	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRES ADVISORS, LLC	Owner	D	yes	05/2024	Jun 3, 2024	Nov 6, 2024
DAVID N. SMITH & ASSOCIATES, INC.	Owner	D	yes	05/2024	Jun 3, 2024	Nov 6, 2024
RAY, BARBARA, JEAN	Owner	E	yes	03/2024	Jun 3, 2024	Nov 6, 2024
RAY, BARBARA, JEAN	MANAGING MEMBER	Na	yes	05/2024	Jun 3, 2024	Nov 6, 2024
SMITH, DAVID, N	Owner	E	yes	07/2007	Jun 3, 2024	Nov 6, 2024
SMITH, DAVID, NEIL	MANAGING MEMBER AND CCO	Na	yes	05/2024	Jun 3, 2024	Nov 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL WEALTH STRATEGIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$260M	$259M	7	4	1	n/a	n/a
2024	Mar 10, 2025	$289M	$289M	8	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$260M	$289M	-10.1%	n/a	n/a	7	8	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORUM FINANCIAL MANAGEMENT, LP	2	Jan 31, 2025	Jul 25, 2024	LOMBARD, IL	Team lift out	RIA to RIA	2.2%

Relationships

Registered with (4)

← Michael Eugene AllendeAdvisorregistration: current employment
Feb 23, 2025 to presentfactForm ADV
← DAVID NEIL SMITHAdvisorregistration: current employment
Jul 25, 2024 to presentfactForm ADV
← BARBARA JEAN RAYAdvisorregistration: current employment
Jul 3, 2024 to presentfactForm ADV
← Elisa Ray SchvaneveldtAdvisorregistration: current employment
Jul 3, 2024 to presentfactForm ADV

Controls (5)

← SMITH, DAVID, NEILOwnerMANAGING MEMBER AND CCO, ownership code NA, individual
Jun 3, 2024 to Nov 6, 2024factForm ADV
← SMITH, DAVID, NOwnerOWNER, ownership code E, individual
Jun 3, 2024 to Nov 6, 2024factForm ADV
← RAY, BARBARA, JEANOwnerOWNER, ownership code E, individual
Jun 3, 2024 to Nov 6, 2024factForm ADV
← BRES ADVISORS, LLCOwnerOWNER, ownership code D, domestic entity
Jun 3, 2024 to Nov 6, 2024factForm ADV
← DAVID N. SMITH & ASSOCIATES, INC.OwnerOWNER, ownership code D, domestic entity
Jun 3, 2024 to Nov 6, 2024factForm ADV

Moved with (1)

← FORUM FINANCIAL MANAGEMENT, LPRegistered adviser2 advisors, team lift out, same day
Jan 31, 2025 to Jul 3, 2024factForm ADV

Dated events

Occurred
Jan 31, 2025
Team lift-out
2 advisors left Forum Financial Management, LP (Lombard, IL) for Bridge Generations Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 3, 2024
First Form ADV filing
Bridge Generations Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:065269e4-702e-6a09-caeb-52418688ecec
First observed: Jun 3, 2024
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIDGE GENERATIONS WEALTH MANAGEMENT

BRIDGE GENERATIONS WEALTH MANAGEMENT LLC, CRD 331683

SOUTH MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:065269e4-702e-6a09-caeb-52418688ecec

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BARBARA JEAN RAY

Personal Financial Specialist

SOUTH MIAMI, FL | Millcreek, UT

Elisa Ray Schvaneveldt

Certified Financial Planner

SOUTH MIAMI, FL | Millcreek, UT

DAVID NEIL SMITH

Certified Financial Planner|Chartered Financial Consultant

SOUTH MIAMI, FL

Michael Eugene Allende

n/a

SOUTH MIAMI, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRES ADVISORS, LLC

Owner

yes

05/2024

Jun 3, 2024

Nov 6, 2024

DAVID N. SMITH & ASSOCIATES, INC.

Owner

yes

05/2024

Jun 3, 2024

Nov 6, 2024

RAY, BARBARA, JEAN

Owner

yes

03/2024

Jun 3, 2024

Nov 6, 2024

RAY, BARBARA, JEAN

MANAGING MEMBER

yes

05/2024

Jun 3, 2024

Nov 6, 2024

SMITH, DAVID, N

Owner

yes

07/2007

Jun 3, 2024

Nov 6, 2024

SMITH, DAVID, NEIL

MANAGING MEMBER AND CCO

yes

05/2024

Jun 3, 2024

Nov 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL WEALTH STRATEGIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$260M

$259M

n/a

2024

Mar 10, 2025

$289M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$260M

$289M

-10.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORUM FINANCIAL MANAGEMENT, LP

Jan 31, 2025

Jul 25, 2024

LOMBARD, IL

Team lift out

RIA to RIA

2.2%