DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••• G••••••••• W••••• M•••••••••
SOUTH MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• G••••••••• W••••• M••••••••• | Independent wealth | Jul 25, 2024 | n/a | yes | SOUTH MIAMI, FL | Current employment |
| F•••• F•••••••• M••••••••• L• | Independent wealth | Aug 5, 2020 | Jan 31, 2025 | no | LOMBARD, IL|South Miami, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• F•••••••• M••••••••• L• | B••••• G••••••••• W••••• M••••••••• | Jan 31, 2025 | Jul 25, 2024 | -190 | Firm change after gap | RIA to new firm |
| D•••• S•••• A••••••• | F•••• F•••••••• M••••••••• L• | Dec 31, 2020 | Aug 5, 2020 |
| D•••• S•••• A••••••• | Former SEC adviser | Apr 13, 2010 | Dec 31, 2020 | no | SOUTH MIAMI, FL | Previous registration |
| F•• W••••• M••••••••• L•• | n/a | Apr 2, 2008 | May 11, 2010 | no | SOUTH MIAMI, FL|NAPLES, FL | Previous registration |
| T•••• A•••••••• L•• | Former SEC adviser | Feb 22, 2006 | Mar 31, 2008 | no | SOUTH MIAMI, FL|SOUTH MIAMI, FL | Previous registration |
| V•••••• A•••••••• I••• | Bd affiliated wealth | Mar 7, 2000 | Feb 24, 2006 | no | SOUTH MIAMI, FL | Previous registration |
| -148 |
| Firm change after gap |
| RIA to RIA |
| F•• W••••• M••••••••• L•• | D•••• S•••• A••••••• | May 11, 2010 | Apr 13, 2010 | -28 | Firm change | Other |
| T•••• A•••••••• L•• | F•• W••••• M••••••••• L•• | Mar 31, 2008 | Apr 2, 2008 | 2 | Firm change | Other |
| V•••••• A•••••••• I••• | T•••• A•••••••• L•• | Feb 24, 2006 | Feb 22, 2006 | -2 | Firm change | Other |