DFX Intelligence

C•••••• C•••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

C•••••• C•••• F•••

Advisor at G••••••• I••••••••• L••

La Grange, NC | LA GRANGE, NC

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Search this name across graphsid dfx:ria:065dcfd8-a199-3e7b-9398-f815a2760af4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• I••••••••• L••	Independent wealth	Dec 14, 2015	n/a	yes	La Grange, NC	Current employment
F••• W••••• M••••••••• I•••	State registered	Apr 15, 2009	n/a	yes	LA GRANGE, NC	Current employment

Relationships

Registered with (2)

→ G••••••• I••••••••• L••Registered adviserregistration: current employment
Dec 14, 2015 to presentfactForm ADV
→ F••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 15, 2009 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:065dcfd8-a199-3e7b-9398-f815a2760af4
First observed: Jul 1, 1991
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.