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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GRADIENT INVESTMENTS, LLC

CRD 141726

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5712ec3-e647-2b02-c767-7d2a2614094c

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 87
Dated events: 21
On other graphs: 0
Observed: Nov 28, 2011 to Sep 2, 2026
119 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $8.8BItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.8B
Private client RAUM: $8.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $285Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 41
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 79,966
Individual clients: 24,809
High net worth clients: 1,994
SEC number: 801-70812
CRD: 141726
Filings on the tape: 119
First filed: Nov 28, 2011
Latest filed: Sep 2, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 31

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES CREIG FOSS	n/a	La Grange, NC \| LA GRANGE, NC	17	35	n/a	no
DOUGLAS VICTOR AMIS	Certified Financial Planner	DURHAM, NC	13	14	1	no
NICOLE SHELTON Alexander	n/a	ARDEN HILLS, MN	12	17	1	no
JONATHAN ADAM VANORDEN	n/a	ARDEN HILLS, MN	12	19	4	no
MARK BRIAN FRICKS	n/a	MARIETTA, GA	12	26	3	no
JENNA LEE CAIRNS	n/a	ARDEN HILLS, MN \| OVERLAND PARK, KS	9	16	n/a	no
Paige Fraasch	n/a	NEWPORT NEWS, VA \| Newport News, VA	8	12	n/a	no
THOMAS HENRI BRAUN	n/a	MATTHEWS, NC	8	25	3	no
KEITH DANIEL GANGL	Chartered Financial Analyst	ARDEN HILLS, MN	7	32	n/a	no
MATTHEW PHILLIP ANDERSON	n/a	ARDEN HILLS, MN	7	11	1	no
Dwon Lee Clifton	n/a	Raleigh, NC \| ARDEN HILLS, MN \| RALEIGH, NC	7	11	1	no
ANDREW PAUL FISCHER	n/a	ARDEN HILLS, MN	6	26	n/a	no
DONALD RAYMOND DELARIA, JR.	n/a	FUQUAY VARINA, NC	5	25	4	no
Ernesto De La Torre Marin	n/a	ARDEN HILLS, MN	4	15	n/a	no
MICHAEL ARTHUR BINGER	Chartered Financial Analyst	ARDEN HILLS, MN	3	14	n/a	no
Kimberly Elizabeth Johnson	n/a	ARDEN HILLS, MN	3	9	1	no
CHERYL LYNN MCCARTHY	n/a	New Port Richey, FL \| NEW PORT RICHEY, FL \| ARDEN HILLS, MN	1	22	3	no
Michael William Hughes	n/a	Shoreview, MN \| ARDEN HILLS, MN	1	11	n/a	no
Dominic Schultz Boggio	n/a	ARDEN HILLS, MN	1	10	5	yes
WILLIAM JAMES ROACH	n/a	GREENSBORO, NC \| ARDEN HILLS, MN	1	38	1	no
Felipe Baeza Correa	n/a	Indianapolis, IN \| INDIANAPOLIS, IN	1	12	2	no
Abbey Recser	n/a	MYRTLE BEACH, SC \| ARDEN HILLS, MN \| Warren, OH	0	12	n/a	no
Brittany Danielson	n/a	MYRTLE BEACH, SC \| ARDEN HILLS, MN	0	15	n/a	no
John Michael Ingham	n/a	ARDEN HILLS, MN	0	12	1	no
Tyler Patrick Ellegard	Chartered Financial Analyst	ARDEN HILLS, MN	0	12	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BINGER, MICHAEL, ARTHUR	President	Na	yes	07/2018	Sep 2, 2026	Sep 2, 2026
MERAKI PRIVATE EQUITY, LLC	Member	B	yes	02/2025	Sep 2, 2026	Sep 2, 2026
CHARLES E. LUCIUS ARIZONA SEPARATE PROPERTY REVOCABLE TRUST	Member	E	yes	03/2023	Apr 21, 2023	Oct 22, 2024
LUCIUS, BRIAN, CHARLES	Member	C	yes	05/2013	May 10, 2022	Oct 22, 2024
LUCIUS, CHARLES, EDWARD	Trustee	E	yes	03/2023	Nov 28, 2011	Oct 22, 2024
Lucius, Chaz, Harrison	Member	C	yes	05/2013	May 10, 2022	Oct 22, 2024
Lucius, Cruz, Edward	Member	C	yes	05/2013	May 10, 2022	Oct 22, 2024
LUCIUS, NATHAN, EDWARD	Trustee	E	yes	12/2020	Nov 28, 2011	Oct 22, 2024
LUCIUS, NATHAN, EDWARD	Member	C	yes	03/2022	Nov 28, 2011	Oct 22, 2024
Alexander, NICOLE, SHELTON	CHIEF COMPLIANCE OFFICER	Na	no	07/2018	Sep 2, 2026	Sep 2, 2026
GRADIENT DISTRIBUTIONS, LLC	Member	B	no	11/2025	Sep 2, 2026	Sep 2, 2026
LUSON CAPITAL, LLC	Member	B	no	04/2022	May 10, 2022	Oct 22, 2024
THE NATHAN E. LUCIUS REVOCABLE TRUST	Member	B	no	03/2022	Mar 28, 2022	Oct 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GRADIENT SECURITIES, LLC	n/a	Bd affiliated wealth	$608M	N	yes	n/a
GRADIENT ADVISORS, LLC	n/a	Independent wealth	$289M	N	yes	n/a
ASSENTIUM INSURANCE SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
CORE INCOME ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT ASSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
GRADIENT INSURANCE BROKERAGE, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 19

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026	$8.2B	$8.2B	40	14	0	n/a	n/a
2024	Apr 18, 2025	$6.6B	$6.6B	39	14	0	n/a	n/a
2023	Jan 24, 2024	$5.3B	$5.3B	39	14	0	n/a	n/a
2022	Feb 2, 2023	$4.0B	$4.0B	38	14	0	n/a	n/a
2021	Feb 16, 2022	$4.4B	$4.4B	37	13	0	n/a	n/a
2020	Feb 8, 2021	$3.2B	$3.0B	35	14	0	n/a	n/a
2019	Feb 4, 2020	$2.6B	$2.4B	29	13	0	n/a	n/a
2018	Jan 9, 2019	$2.0B	$1.8B	28	12	0	n/a	n/a
2017	Mar 7, 2018	$1.9B	$1.8B	28	12	0	n/a	n/a
2016	Mar 10, 2017	$1.3B	$1.2B	23	10	n/a	n/a	n/a
2015	Mar 10, 2016	$870M	$811M	22	12	n/a	n/a	n/a
2014	Jan 29, 2015	$697M	$655M	19	11	n/a	n/a	n/a
2013	Mar 14, 2014	$447M	$430M	15	8	n/a	n/a	n/a
2012	Mar 11, 2013	$282M	$272M	13	8	n/a	n/a	n/a
2011	Mar 20, 2012	$211M	$203M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	2	3	6.5%	2	0	0	8	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.8B	$6.6B	34.7%	$4.0B	30.0%	41	39	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GRADIENT ADVISORS, LLC	2	Dec 18, 2025	Aug 11, 2026	SHOREVIEW, MN	Team lift out	RIA to RIA	1.2%
GRADIENT ADVISORS, LLC	2	Jun 19, 2025	May 13, 2025	ARDEN HILLS, MN	Team lift out	RIA to RIA	1.2%

Relationships

showing 80 of 87

Affiliated with (6)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GRADIENT WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← GRADIENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GRADIENT FINANCIAL DIRECT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GRADIENT WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (58)

← Lamaar Edward SteadmanAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Thomas John KleinAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Paige FraaschAdvisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← NICHOLAS ALEXANDER WELLBROCKAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Sean Fredrich StevensonAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Paul Jacob HowlandAdvisorregistration: current employment
Mar 23, 2026 to presentfactForm ADV
← Felipe Baeza CorreaAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← Carter McGrawAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← Michael William HughesAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← Tyler Patrick EllegardAdvisorregistration: previous registration
Jan 8, 2019 to Oct 6, 2025factForm ADV
← John Michael InghamAdvisorregistration: current employment
Dec 19, 2025 to presentfactForm ADV
← Abbey RecserAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← Brittany DanielsonAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← WILLIAM JAMES ROACHAdvisorregistration: current employment
May 13, 2025 to presentfactForm ADV
← Dominic Schultz BoggioAdvisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← CHERYL LYNN MCCARTHYAdvisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← Kimberly Elizabeth JohnsonAdvisorregistration: current employment
Sep 7, 2023 to presentfactForm ADV
← JENNA LEE CAIRNSAdvisorregistration: current employment
Feb 24, 2023 to presentfactForm ADV
← MICHAEL ARTHUR BINGERAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← Ernesto De La Torre MarinAdvisorregistration: current employment
Jun 8, 2022 to presentfactForm ADV
← MARK BRIAN FRICKSAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← DONALD RAYMOND DELARIA, JR.Advisorregistration: current employment
Jul 6, 2021 to presentfactForm ADV
← ANDREW PAUL FISCHERAdvisorregistration: current employment
Nov 21, 2019 to presentfactForm ADV
← Dwon Lee CliftonAdvisorregistration: current employment
Mar 25, 2019 to presentfactForm ADV
← MATTHEW PHILLIP ANDERSONAdvisorregistration: current employment
Feb 27, 2019 to presentfactForm ADV
← KEITH DANIEL GANGLAdvisorregistration: current employment
Jan 8, 2019 to presentfactForm ADV
← THOMAS HENRI BRAUNAdvisorregistration: current employment
Aug 6, 2018 to presentfactForm ADV
← CHARLES CREIG FOSSAdvisorregistration: current employment
Dec 14, 2015 to presentfactForm ADV
← JONATHAN ADAM VANORDENAdvisorregistration: previous registration
Nov 2, 2011 to Dec 31, 2011factForm ADV
← NICOLE SHELTON AlexanderAdvisorregistration: previous registration
Mar 24, 2010 to Dec 31, 2011factForm ADV
and 28 more

Controls (7)

← LUCIUS, CHARLES, EDWARDOwnerTRUSTEE, ownership code E, individual
Nov 28, 2011 to Oct 22, 2024factForm ADV
← LUCIUS, BRIAN, CHARLESOwnerMEMBER, ownership code C, individual
May 10, 2022 to Oct 22, 2024factForm ADV
← LUCIUS, NATHAN, EDWARDOwnerMEMBER, ownership code C, individual
Nov 28, 2011 to Oct 22, 2024factForm ADV
← BINGER, MICHAEL, ARTHUROwnerPRESIDENT, ownership code NA, individual
Aug 9, 2018 to Oct 22, 2024factForm ADV
← Lucius, Chaz, HarrisonOwnerMEMBER, ownership code C, individual
May 10, 2022 to Oct 22, 2024factForm ADV
← Lucius, Cruz, EdwardOwnerMEMBER, ownership code C, individual
May 10, 2022 to Oct 22, 2024factForm ADV
← CHARLES E. LUCIUS ARIZONA SEPARATE PROPERTY REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Apr 21, 2023 to Oct 22, 2024factForm ADV

Owns (3)

← Alexander, NICOLE, SHELTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 9, 2018 to Oct 22, 2024factForm ADV
← LUSON CAPITAL, LLCOwnerMEMBER, ownership code B, domestic entity
May 10, 2022 to Oct 22, 2024factForm ADV
← THE NATHAN E. LUCIUS REVOCABLE TRUSTOwnerMEMBER, ownership code B, domestic entity
Mar 28, 2022 to Oct 22, 2024factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Benjamin William Sand left Gradient Investments, Llc for Isc Financial Advisors (registered 2026-05-21)
Form ADVobserved 3 days ago
Occurred
Dec 18, 2025
Team lift-out
2 advisors left Gradient Advisors, LLC (Shoreview, MN) for Gradient Investments, LLC within 13 days
Form ADVobserved 2 days ago
2 advisors
Occurred
Oct 6, 2025
Advisor changed firm
Tyler Patrick Ellegard left Gradient Investments, Llc for Gradient Advisors, Llc (registered 2025-10-15)
Form ADVobserved 3 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Garett Lee Holton left Gradient Investments, Llc for Whichard Roach Financial (registered 2025-06-19)
Form ADVobserved 3 days ago
Occurred
Jun 19, 2025
Team lift-out
2 advisors left Gradient Advisors, LLC (Arden Hills, MN) for Gradient Investments, LLC on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Apr 18, 2025
Advisor changed firm
Jeremy Michael Bryan left Gradient Investments, Llc for Indiwealth (registered 2025-06-12)
Form ADVobserved 3 days ago
Occurred
Apr 12, 2024
Advisor changed firm
Cory Joseph Sickles left Gradient Investments, Llc for Prosperity Asset Management, Llc (registered 2024-11-07)
Form ADVobserved 3 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Thomas B. Alvis left Gradient Investments, Llc for Elevated Performance Investment Group, Llc (registered 2017-03-08)
Form ADVobserved 3 days ago
Occurred
May 26, 2023
Advisor changed firm
Matthew Aaron Bryant left Gradient Investments, Llc for Paladin Financial (registered 2023-07-17)
Form ADVobserved 3 days ago
Occurred
Feb 8, 2023
Advisor departed, no destination yet
Jesse Jackson Bradin no longer registered at Gradient Investments, Llc; no later IA registration on IAPD
Form ADVobserved 3 days ago
Occurred
Dec 13, 2022
Advisor changed firm
John Burke Balcerzak left Gradient Investments, Llc for Brookstone Asset Management, Llc (registered 2018-04-05)
Form ADVobserved 3 days ago
Occurred
Dec 13, 2022
Advisor departed, no destination yet
Shauntae E Funkhouser no longer registered at Gradient Investments, Llc; no later IA registration on IAPD
Form ADVobserved 3 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Sean A Ruggiero left Gradient Investments, Llc for Gradient Advisors, Llc (registered 2022-11-16)
Form ADVobserved 3 days ago
Occurred
May 12, 2022
Advisor changed firm
Jeffrey Allen Foley left Gradient Investments, Llc for Maggi Investment Services, Llc (registered 2026-06-22)
Form ADVobserved 3 days ago
Occurred
May 11, 2022
Advisor changed firm
Trevor Shane Neufeld left Gradient Investments, Llc for Harbour Investments, Inc. (registered 2024-09-11)
Form ADVobserved 3 days ago
Occurred
May 10, 2022
Control person joined
Charles Brian Lucius (Member) appeared on Schedule A of Gradient Investments, Llc
Form ADVobserved 3 days ago
Occurred
May 10, 2022
Control person joined
Harrison Chaz Lucius (Member) appeared on Schedule A of Gradient Investments, Llc
Form ADVobserved 3 days ago
Occurred
May 10, 2022
Control person joined
Edward Cruz Lucius (Member) appeared on Schedule A of Gradient Investments, Llc
Form ADVobserved 3 days ago
Occurred
Dec 10, 2021
Regulatory AUM changed
Gradient Investments, Llc reported RAUM $4.4B, up 35% from $3.2B (2021-10-26 to 2021-12-10)
Form ADVobserved 3 days ago
$1.1B
Occurred
Feb 8, 2021
Regulatory AUM changed
Gradient Investments, Llc reported RAUM $3.2B, up 25% from $2.6B (2020-09-03 to 2021-02-08)
Form ADVobserved 3 days ago
$652M
Occurred
Sep 25, 2018
Succession filed (Item 4)
Gradient Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5712ec3-e647-2b02-c767-7d2a2614094c
First observed: Nov 28, 2011
Last observed: Sep 2, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GRADIENT INVESTMENTS, LLC

CRD 141726

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5712ec3-e647-2b02-c767-7d2a2614094c

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES CREIG FOSS

n/a

La Grange, NC | LA GRANGE, NC

n/a

DOUGLAS VICTOR AMIS

Certified Financial Planner

DURHAM, NC

NICOLE SHELTON Alexander

n/a

ARDEN HILLS, MN

JONATHAN ADAM VANORDEN

n/a

ARDEN HILLS, MN

MARK BRIAN FRICKS

n/a

MARIETTA, GA

JENNA LEE CAIRNS

n/a

ARDEN HILLS, MN | OVERLAND PARK, KS

n/a

Paige Fraasch

n/a

NEWPORT NEWS, VA | Newport News, VA

n/a

THOMAS HENRI BRAUN

n/a

MATTHEWS, NC

KEITH DANIEL GANGL

Chartered Financial Analyst

ARDEN HILLS, MN

n/a

MATTHEW PHILLIP ANDERSON

n/a

ARDEN HILLS, MN

Dwon Lee Clifton

n/a

Raleigh, NC | ARDEN HILLS, MN | RALEIGH, NC

ANDREW PAUL FISCHER

n/a

ARDEN HILLS, MN

n/a

DONALD RAYMOND DELARIA, JR.

n/a

FUQUAY VARINA, NC

Ernesto De La Torre Marin

n/a

ARDEN HILLS, MN

n/a

MICHAEL ARTHUR BINGER

Chartered Financial Analyst

ARDEN HILLS, MN

n/a

Kimberly Elizabeth Johnson

n/a

ARDEN HILLS, MN

CHERYL LYNN MCCARTHY

n/a

New Port Richey, FL | NEW PORT RICHEY, FL | ARDEN HILLS, MN

Michael William Hughes

n/a

Shoreview, MN | ARDEN HILLS, MN

n/a

Dominic Schultz Boggio

n/a

ARDEN HILLS, MN

yes

WILLIAM JAMES ROACH

n/a

GREENSBORO, NC | ARDEN HILLS, MN

Felipe Baeza Correa

n/a

Indianapolis, IN | INDIANAPOLIS, IN

Abbey Recser

n/a

MYRTLE BEACH, SC | ARDEN HILLS, MN | Warren, OH

n/a

Brittany Danielson

n/a

MYRTLE BEACH, SC | ARDEN HILLS, MN

n/a

John Michael Ingham

n/a

ARDEN HILLS, MN

Tyler Patrick Ellegard

Chartered Financial Analyst

ARDEN HILLS, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BINGER, MICHAEL, ARTHUR

President

yes

07/2018

Sep 2, 2026

MERAKI PRIVATE EQUITY, LLC

Member

yes

02/2025

Sep 2, 2026

CHARLES E. LUCIUS ARIZONA SEPARATE PROPERTY REVOCABLE TRUST

Member

yes

03/2023

Apr 21, 2023

Oct 22, 2024

LUCIUS, BRIAN, CHARLES

Member

yes

05/2013

May 10, 2022

Oct 22, 2024

LUCIUS, CHARLES, EDWARD

Trustee

yes

03/2023

Nov 28, 2011

Oct 22, 2024

Lucius, Chaz, Harrison

Member

yes

05/2013

May 10, 2022

Oct 22, 2024

Lucius, Cruz, Edward

Member

yes

05/2013

May 10, 2022

Oct 22, 2024

LUCIUS, NATHAN, EDWARD

Trustee

yes

12/2020

Nov 28, 2011

Oct 22, 2024

LUCIUS, NATHAN, EDWARD

Member

yes

03/2022

Nov 28, 2011

Oct 22, 2024

Alexander, NICOLE, SHELTON

CHIEF COMPLIANCE OFFICER

07/2018

Sep 2, 2026

GRADIENT DISTRIBUTIONS, LLC

Member

11/2025

Sep 2, 2026

LUSON CAPITAL, LLC

Member

04/2022

May 10, 2022

Oct 22, 2024

THE NATHAN E. LUCIUS REVOCABLE TRUST

Member

03/2022

Mar 28, 2022

Oct 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GRADIENT SECURITIES, LLC

n/a

Bd affiliated wealth

$608M

yes

n/a

GRADIENT ADVISORS, LLC

n/a

Independent wealth

$289M

yes

n/a

ASSENTIUM INSURANCE SOLUTIONS, LLC

n/a

yes

n/a

CORE INCOME ADVISORS, LLC

n/a

yes

n/a

GRADIENT ASSURANCE, LLC

n/a

yes

n/a

GRADIENT FINANCIAL GROUP, LLC

n/a

yes

n/a

GRADIENT INSURANCE BROKERAGE, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$8.2B

n/a

2024

Apr 18, 2025

$6.6B

n/a

2023

Jan 24, 2024

$5.3B

n/a

2022

Feb 2, 2023

$4.0B

n/a

2021

Feb 16, 2022

$4.4B

n/a

2020

Feb 8, 2021

$3.2B

$3.0B

n/a

2019

Feb 4, 2020

$2.6B

$2.4B

n/a

2018

Jan 9, 2019

$2.0B

$1.8B

n/a

2017

Mar 7, 2018

$1.9B

$1.8B

n/a

2016

Mar 10, 2017

$1.3B

$1.2B

n/a

2015

Mar 10, 2016

$870M

$811M

n/a

2014

Jan 29, 2015

$697M

$655M

n/a

2013

Mar 14, 2014

$447M

$430M

n/a

2012

Mar 11, 2013

$282M

$272M

n/a

2011

Mar 20, 2012

$211M

$203M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.8B

$6.6B

34.7%

$4.0B

30.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GRADIENT ADVISORS, LLC

Dec 18, 2025

Aug 11, 2026

SHOREVIEW, MN

Team lift out

RIA to RIA

1.2%

GRADIENT ADVISORS, LLC

Jun 19, 2025

May 13, 2025

ARDEN HILLS, MN

Team lift out

RIA to RIA

1.2%