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CRD 290334
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SPENCER PAUL STEWART | n/a | Salt Lake City, UT | 8 | 18 | 1 | no |
| Eric McCoy Moessing | n/a | Salt Lake City, UT | 8 | 14 | n/a | no |
| ANDREY ANDREYEVICH KUTUZOV | Chartered Financial Analyst | SALT LAKE CITY, UT | 4 | 12 | 1 | no |
| WESLEY LAWRENCE GOLBY | Chartered Financial Analyst | SALT LAKE CITY, UT | Hudson, NY | 1 | 28 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ARK GLOBAL EMERGING COMPANIES, LP | Other Private Fund | $50.9M | Apr 2, 2024 | 21 | Jan 5, 2018 | reported | 021-301629 |
| ARK GLOBAL LONG/SHORT, LP | Hedge Fund | $2.1M | Aug 1, 2018 | 5 | Jan 5, 2018 | dropped | 021-301632 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Moessing, Eric, McCoy | Manager | D | yes | 09/2017 | Jan 5, 2018 | Apr 2, 2024 |
| STEWART, SPENCER, PAUL | Manager | D | yes | 09/2017 | Jan 5, 2018 | Apr 2, 2024 |
| MASON, DENNIS, RICHARD | CHIEF COMPLIANCE OFFICER | Na | no | 02/2024 | Feb 29, 2024 | Apr 2, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $90.0M | $88.3M | 6 | 4 | 0 | 2 | n/a |
| 2024 | Mar 31, 2025 | $122M | $122M | 7 | 4 | 0 | 1 | n/a |
| 2023 | Feb 9, 2024 | $179M | $179M | 8 | 6 | 0 | 1 | $50.9M |
| 2022 | Mar 30, 2023 | $178M | $178M | 7 | 6 | 0 | 1 | $39.1M |
| 2021 | Mar 1, 2022 | $314M | $314M | 7 | 6 | 0 | 1 | $39.1M |
| 2020 | Feb 19, 2021 | $318M | $318M | 8 | 6 | 0 | 1 | $14.2M |
| 2019 | Mar 19, 2020 | $168M | $168M | 8 | 6 | 0 | 1 | $9.7M |
| 2018 | Mar 28, 2019 | $132M | $132M | 8 | 6 | 1 | 1 | $2.9M |
| 2017 | Mar 27, 2018 | $4.0M | $4.0M | 3 | 3 | 0 | 2 | $4.2M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $90.0M | $122M | -26.0% | $178M | -20.3% | 6 | 7 | 0 | 0 |