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W••••• L••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

W••••• L••••••• G••••

Advisor at S•••• C•••••• A•••••••• L••

SALT LAKE CITY, UT | Hudson, NY

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Search this name across graphsid dfx:ria:21d69e54-59b3-f8bb-fd1b-56f07a1366cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C•••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• C•••••• A•••••••• L••	Asset manager	Feb 19, 2025	n/a	yes	Hudson, NY\|SALT LAKE CITY, UT	Current employment
S•••• C•••••• A•••••••• L••	Asset manager	Mar 5, 2018	Dec 3, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• C••••••• I•••	S•••• C•••••• A•••••••• L••	Feb 27, 2025	Mar 5, 2018	-2,551	Firm change after gap	Other
S• S•••••• T••••••••• C•••	F••••••••• C••••••• I•••	Dec 31, 2002

Relationships

Registered with (3)

→ S•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2018 to Dec 3, 2020factForm ADV
→ F••••••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2015 to Feb 27, 2025factForm ADV
→ S• S•••••• T••••••••• C•••Registered adviserregistration: previous registration
Jul 30, 2001 to Dec 31, 2002factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
W••••• L••••••• G•••• left F••••••••• C••••••• I••• for S•••• C•••••• A•••••••• L•• (registered 2018-03-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21d69e54-59b3-f8bb-fd1b-56f07a1366cd
First observed: Jul 30, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.