DFX Intelligence

L•••• W•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

L•••• W•••• P•••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:0661ff4b-8588-b025-66fb-6eecca816b0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Apr 25, 2022	n/a	yes	SAN DIEGO, CA\|OVERLAND PARK, KS	Current employment
2•••• C•••••• M••••••••• I••	Former SEC adviser	Nov 8, 2022	Dec 31, 2022	no	San Diego, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
2•••• C•••••• M••••••••• I••	n/a	Dec 31, 2022	n/a	n/a	Departure no registered destination	Departure
2•••• C•••••• M••••••••• I••	P•••• C•••••• F••••••••	Nov 7, 2022	Apr 25, 2022	-196

Team moves

••• Locked

Team	Left	Joined	From	Kind
281692:288712:CA:2022-11-07	Nov 7, 2022	Apr 25, 2022	COSTA MESA, CA	Firm change after gap
14869:281692:AZ:2017-10-02	Oct 2, 2017	Dec 4, 2015	GLENDALE, AZ	Firm change after gap

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ 2•••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Nov 8, 2022 to Dec 31, 2022factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 30, 2004 to Oct 2, 2017factForm ADV
→ T•• A••••••• G••••• I•••Registered adviser

Dated events

Occurred
Dec 31, 2022
Advisor departed, no destination yet
L•••• W•••• P••••• no longer registered at 2•••• C•••••• M••••••••• I••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Nov 7, 2022
Advisor changed firm
L•••• W•••• P••••• left 2•••• C•••••• M••••••••• I•• for P•••• C•••••• F•••••••• (registered 2022-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0661ff4b-8588-b025-66fb-6eecca816b0d
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.