DFX Intelligence

T••• A•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

T••• A•••••• G••••••

Advisor at T••• P•••••• W••••• A•••••••• L••

SALEM, OR

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Search this name across graphsid dfx:ria:0669314b-b4f5-c859-dec4-ac23c4ec2dc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• P•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• P•••••• W••••• A•••••••• L••	Independent wealth	Sep 17, 2012	n/a	yes	SALEM, OR	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 30, 2005	Sep 4, 2012	no	SALEM, OR\|SALEM, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••• P•••••• W••••• A•••••••• L••	Sep 4, 2012	Sep 17, 2012	13	Firm change	Wirehouse to new firm
M••••• S•••••• D• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 3, 2005

Relationships

Registered with (3)

→ T••• P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 17, 2012 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 30, 2005 to Sep 4, 2012factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Apr 17, 2003 to Oct 3, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0669314b-b4f5-c859-dec4-ac23c4ec2dc1
First observed: Apr 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.