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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 12, 2010 | n/a | yes | WINTER PARK, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 4, 2011 | no | Winter Park, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 29, 2007 | Jun 1, 2009 | no | WINTER PARK, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 31, 2001 | Jun 22, 2007 | no | WINTER PARK, FL|WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 4, 2011 | Nov 12, 2010 | -53 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | MORGAN STANLEY & CO. LLC | Jun 22, 2007 | May 29, 2007 | -24 | Firm change | Other |