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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

STEPHEN EDWARD NAPIER

Advisor at MML INVESTORS SERVICES, LLC

WAKEFIELD, MA

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Search this name across graphsid dfx:ria:06753ffe-32ed-2c5e-b2a4-e861e7259d9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 27, 1992
First registration: Mar 27, 2002
Dual registered: yes, broker-dealer
Other names: STEVE NAPIER|STEVEN NAPIER
IAPD individual key: 2276016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 10, 2023	n/a	yes	WAKEFIELD, MA	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	WAKEFIELD, MA	Previous registration
Mariner	Independent wealth	Apr 1, 2011	Apr 5, 2018	no	OVERLAND PARK,, KS	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 23, 2011	Jan 2, 2015	no	BOSTON, MA\|WOBURN, MA\|WAKEFIELD, MA	Previous registration
USI SECURITIES, INC.	No RAUM reported	Apr 22, 2004	Mar 28, 2011	no	WOBURN, MA\|NEEDHAM, MA	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Mar 27, 2002	Apr 9, 2004	no	NEWTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	MSI FINANCIAL SERVICES, INC.	Apr 5, 2018	Jan 2, 2015	-1,189	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Apr 10, 2023	2,207	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	Mariner	Jan 2, 2015	Apr 1, 2011	-1,372	Firm change after gap	Other
USI SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Mar 28, 2011	Mar 23, 2011	-5	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	USI SECURITIES, INC.	Apr 9, 2004	Apr 22, 2004	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151664:14251:KS:2018-04-05	Apr 5, 2018	Jan 2, 2015	OVERLAND PARK,, KS	Firm change after gap
615:151664:MA:2015-01-02	Jan 2, 2015	Apr 1, 2011	WAKEFIELD, MA	Firm change after gap

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Apr 10, 2023 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 1, 2011 to Apr 5, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 23, 2011 to Jan 2, 2015factForm ADV
→ USI SECURITIES, INC.Registered adviserregistration: previous registration
Apr 22, 2004 to Mar 28, 2011factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Mar 27, 2002 to Apr 9, 2004factForm ADV

Dated events

No dated event names this entity yet.