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RIA / WealthAdvisor12 years in industry

JONATHAN LOEFFLER

Advisor at ASCENT CAPITAL PARTNERS, LLC

DALLAS, TX | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:06755d18-da73-eca6-c7d2-8952cf3ed8eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENT CAPITAL PARTNERS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Jun 28, 2016
First registration: Jul 12, 2016
Dual registered: no
IAPD individual key: 5979802

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENT CAPITAL PARTNERS, LLC	Mixed wealth	Mar 12, 2021	n/a	yes	DALLAS, TX\|SCOTTSDALE, AZ	Current employment
RILEY PRIVATE CLIENT LLC	Former SEC adviser	Mar 2, 2021	Mar 15, 2021	no	SOUTHLAKE, TX	Previous registration
RILEY WEALTH ADVISORS, LLC	Former SEC adviser	Oct 28, 2017	Mar 15, 2021	no	SOUTHLAKE, TX\|SOUTHLAKE, TX	Previous registration
TL PRIVATE WEALTH	Independent wealth	Jul 12, 2016	Sep 6, 2017	no	SOUTHLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RILEY WEALTH ADVISORS, LLC	RILEY PRIVATE CLIENT LLC	Mar 15, 2021	Mar 2, 2021	-13	Firm change	RIA to RIA
RILEY PRIVATE CLIENT LLC	ASCENT CAPITAL PARTNERS, LLC	Mar 15, 2021	Mar 12, 2021	-3	Firm change	RIA to RIA
TL PRIVATE WEALTH	RILEY WEALTH ADVISORS, LLC	Sep 6, 2017	Oct 28, 2017	52	Firm change	Other

Relationships

Registered with (4)

→ ASCENT CAPITAL PARTNERS, LLCRegistered adviserregistration: current employment
Mar 12, 2021 to presentfactForm ADV
→ RILEY WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 28, 2017 to Mar 15, 2021factForm ADV
→ RILEY PRIVATE CLIENT LLCRegistered adviserregistration: previous registration
Mar 2, 2021 to Mar 15, 2021factForm ADV
→ TL PRIVATE WEALTHRegistered adviserregistration: previous registration
Jul 12, 2016 to Sep 6, 2017factForm ADV

Dated events

No dated event names this entity yet.