DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 310313
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Barrett, Francine | MANAGING MEMBER | B | yes | 05/2022 | Jun 16, 2023 | Jun 18, 2024 |
| JONES, DOUGLAS, HANSON | Cco | Na | yes | 03/2024 | Apr 15, 2024 | Jun 18, 2024 |
| Cohen, Michael | Member | B | no | 05/2022 | Jun 16, 2023 | Jun 18, 2024 |
| Riley, Marsha | Member | D | no | 12/2022 | Jun 16, 2023 | Jun 18, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Graham | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 13, 2024 | $64.9M | $61.9M | 4 | 1 | 1 | n/a | n/a |
| 2022 | Jun 16, 2023 | $81.0M | $79.9M | 4 | 1 | 1 | n/a | n/a |
| 2021 | Mar 29, 2022 | $112M | $112M | 5 | 2 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $64.9M | $81.0M | -19.9% | n/a | n/a | 4 | 4 | 1 | 1 |