D•••• J••••••

Advisor at C•••••••

Greenville, SC | MOUNTAIN BROOK, AL

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Search this name across graphsid dfx:ria:0681affe-6f42-5f35-de9c-f7f0272f4ca4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Feb 11, 2020 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• J••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Independent wealth	Jan 31, 2024	n/a	yes	MOUNTAIN BROOK, AL\|Greenville, SC	Current employment
J•• W•••••• L••	Former SEC adviser	Feb 11, 2020	Dec 31, 2023	no	GREENVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• W•••••• L••	C•••••••	Dec 31, 2023	Jan 31, 2024	31	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
153924:284588:SC:2023-12-31	Dec 31, 2023	Jan 31, 2024	GREENVILLE, SC	Firm change

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ J•• W•••••• L••Registered adviserregistration: previous registration
Feb 11, 2020 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0681affe-6f42-5f35-de9c-f7f0272f4ca4
First observed: Feb 11, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.