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C••••••• LLC, CRD 284588
MOUNTAIN BROOK, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• D•••••• H•••••• | n/a | MOUNTAIN BROOK, AL | 8 | 25 | 4 | no |
| J•• E• G••••••• | Certified Financial Planner | MOUNTAIN BROOK, AL | Greenville, SC | 2 | 18 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M••• F•••••••• S••••• F•••• L• | Hedge Fund | $8.2M | Mar 20, 2026 | 21 | May 2, 2017 | reported | 021-263037 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H••••••• S•••••• D•••••• | MANAGING MEMBER/CCO | E | yes | 04/2017 | Dec 17, 2023 | Sep 18, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenville | Nc | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 33.3% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $188M | $168M | 12.2% | n/a | n/a | 3 | 3 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| J•• W•••••• L•• | 3 | Dec 31, 2023 | Jan 31, 2024 | GREENVILLE, SC | Firm absorbed | RIA to RIA | 75.0% |
| no |
| D•••• J•••••• | Certified Financial Planner | Greenville, SC | MOUNTAIN BROOK, AL | 2 | 13 | 1 | no |
| $186M |
| 3 |
| 3 |
| 1 |
| 1 |
| n/a |
| 2024 | Apr 2, 2025 | $168M | $159M | 3 | 3 | 1 | 1 | n/a |
| 2023 | Jan 26, 2024 | $126M | $120M | 4 | 4 | 0 | 1 | $3.4M |