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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ABG PORTFOLIO STRATEGIES, INC.

CRD 111116

BINGHAM FARMS, MI

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Search this name across graphsid dfx:ria:06824b90-2b43-ce3f-2eb7-fd3ddfe9a13a

Data as of Jun 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 1
Observed: Dec 7, 2011 to Jun 28, 2019
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

ABG Portfolio Strategies, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2019-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $5.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 72
Individual clients: 60
SEC number: 801-56383
CRD: 111116
Filings on the tape: 13
First filed: Dec 7, 2011
Latest filed: Jun 28, 2019
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANCE BENEFIT GROUP OF MICHIGAN INC.	Owner	E	yes	02/1999	Dec 7, 2011	Jun 28, 2019
CULLEN, JAMES, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Jun 28, 2019	Jun 28, 2019
RAYMOND, BRIAN	CHIEF INVESTMENT OFFICER	Na	yes	07/2015	Jun 28, 2019	Jun 28, 2019
RAYMOND, LAWRENCE, BRIAN	Owner	D	yes	02/1999	Dec 7, 2011	Jun 28, 2019
RAYMOND, LAWRENCE, BRIAN	President	Na	yes	02/1999	Dec 7, 2011	Jun 28, 2019
TRACEY, CAROL, ANN	Owner	D	yes	02/1999	Dec 7, 2011	Jun 28, 2019
TRACEY, CAROL, ANN	EXECUTIVE VICE PRESIDENT	Na	yes	02/1999	Dec 7, 2011	Jun 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANCE BENEFIT GROUP OF MICHIGAN, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Jun 28, 2019	$127M	$127M	8	8	0	n/a	n/a
2018	Jun 28, 2018	$113M	$113M	8	8	0	n/a	n/a
2017	Jun 28, 2017	$987M	$81.7M	8	8	n/a	n/a	n/a
2016	Jun 27, 2016	$795M	$0	2	2	n/a	n/a	n/a
2015	Jun 19, 2015	$699M	$8,743	2	2	n/a	n/a	n/a
2014	Jun 26, 2014	$699M	$0	2	2	n/a	n/a	n/a
2013	Jun 6, 2013	$573M	$0	2	2	n/a	n/a	n/a
2012	Jul 31, 2012	$532M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$127M	$113M	12.9%	$795M	-45.7%	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SENTINEL PENSION ADVISORS, LLC.	6	Dec 31, 2019	Jan 1, 2026	BINGHAM FARMS, MI	Firm absorbed	Other	85.7%

Relationships

Controls (5)

← TRACEY, CAROL, ANNOwnerOWNER, ownership code D, individual
Dec 7, 2011 to presentfactForm ADV
← CULLEN, JAMES, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2019 to presentfactForm ADV
← RAYMOND, BRIANOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 28, 2019 to presentfactForm ADV
← RAYMOND, LAWRENCE, BRIANOwnerOWNER, ownership code D, individual
Dec 7, 2011 to presentfactForm ADV
← ALLIANCE BENEFIT GROUP OF MICHIGAN INC.OwnerOWNER, ownership code E, domestic entity
Dec 7, 2011 to presentfactForm ADV

Moved with (1)

→ SENTINEL PENSION ADVISORS, LLC.Registered adviser6 advisors, firm absorbed, same day
Dec 31, 2019 to Jan 1, 2026factForm ADV

Registered with (8)

← LAWRENCE BRIAN RAYMONDAdvisorregistration: previous registration
May 1, 2012 to Mar 9, 2020factForm ADV
← MATTHEW LEE PERKINSAdvisorregistration: previous registration
Jun 29, 2011 to Dec 31, 2019factForm ADV
← KEVIN H LEUNGAdvisorregistration: previous registration
Nov 16, 2015 to Dec 31, 2019factForm ADV
← BRIAN RAYMONDAdvisorregistration: previous registration
Jun 29, 2011 to Dec 31, 2019factForm ADV
← RYAN MICHAEL RIKERAdvisorregistration: previous registration
Feb 26, 2016 to Dec 31, 2019factForm ADV
← JOYCE E. CLOUTHIERAdvisorregistration: previous registration
Nov 10, 2015 to Dec 31, 2019factForm ADV
← William Preston CooperAdvisorregistration: previous registration
Apr 8, 2019 to Dec 31, 2019factForm ADV
← Kim Sue HuppertzAdvisorregistration: previous registration
Feb 24, 2012 to Apr 3, 2013factForm ADV

Dated events

Occurred
Jun 28, 2019
Control person joined
Michael James Cullen (Chief Compliance Officer) appeared on Schedule A of Abg Portfolio Strategies, Inc.
Form ADVobserved 4 days ago
Occurred
Jun 28, 2019
Control person joined
Brian Raymond (Chief Investment Officer) appeared on Schedule A of Abg Portfolio Strategies, Inc.
Form ADVobserved 4 days ago
Occurred
Jun 28, 2018
Regulatory AUM changed
Abg Portfolio Strategies, Inc. reported RAUM $112.7M, down 89% from $987.3M (2017-06-28 to 2018-06-28)
Form ADVobserved 4 days ago
$-875M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06824b90-2b43-ce3f-2eb7-fd3ddfe9a13a
First observed: Dec 7, 2011
Last observed: Jun 28, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABG PORTFOLIO STRATEGIES, INC.

CRD 111116

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06824b90-2b43-ce3f-2eb7-fd3ddfe9a13a

Data as of Jun 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANCE BENEFIT GROUP OF MICHIGAN INC.

Owner

yes

02/1999

Dec 7, 2011

Jun 28, 2019

CULLEN, JAMES, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

12/2017

Jun 28, 2019

RAYMOND, BRIAN

CHIEF INVESTMENT OFFICER

yes

07/2015

Jun 28, 2019

RAYMOND, LAWRENCE, BRIAN

Owner

yes

02/1999

Dec 7, 2011

Jun 28, 2019

RAYMOND, LAWRENCE, BRIAN

President

yes

02/1999

Dec 7, 2011

Jun 28, 2019

TRACEY, CAROL, ANN

Owner

yes

02/1999

Dec 7, 2011

Jun 28, 2019

TRACEY, CAROL, ANN

EXECUTIVE VICE PRESIDENT

yes

02/1999

Dec 7, 2011

Jun 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANCE BENEFIT GROUP OF MICHIGAN, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Jun 28, 2019

$127M

n/a

2018

Jun 28, 2018

$113M

n/a

2017

Jun 28, 2017

$987M

$81.7M

n/a

2016

Jun 27, 2016

$795M

n/a

2015

Jun 19, 2015

$699M

$8,743

n/a

2014

Jun 26, 2014

$699M

n/a

2013

Jun 6, 2013

$573M

n/a

2012

Jul 31, 2012

$532M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$127M

$113M

12.9%

$795M

-45.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SENTINEL PENSION ADVISORS, LLC.

Dec 31, 2019

Jan 1, 2026

BINGHAM FARMS, MI

Firm absorbed

Other

85.7%