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Advisor at EPI FINANCIAL GROUP
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EPI FINANCIAL GROUP | State registered | Aug 15, 2023 | n/a | yes | TROY, MI | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 3, 2021 | Oct 19, 2022 | no | TROY, MI | Previous registration |
| SENTINEL PENSION ADVISORS, LLC. | Institutional manager | Jan 2, 2020 | Nov 16, 2020 | no | WAKEFIELD, MA|Bingham Farms, MI | Previous registration |
| ABG PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Feb 26, 2016 | Dec 31, 2019 | no | BINGHAM FARMS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EPI FINANCIAL GROUP | Oct 19, 2022 | Aug 15, 2023 | 300 | Firm change | Ibd to state RIA |
| SENTINEL PENSION ADVISORS, LLC. | PRUCO SECURITIES, LLC | Nov 16, 2020 | Mar 3, 2021 | 107 | Firm change | Other |
| ABG PORTFOLIO STRATEGIES, INC. | SENTINEL PENSION ADVISORS, LLC. | Dec 31, 2019 | Jan 2, 2020 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111116:109901:MI:2019-12-31 | Dec 31, 2019 | Jan 2, 2020 | BINGHAM FARMS, MI | Firm change |