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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CHERI LYNN JOHNSON

Advisor at USA FINANCIAL SECURITIES LLC

Gig Harbor, WA | ADA, MI

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Search this name across graphsid dfx:ria:068f8899-a819-2012-85b7-d474a6f4cf8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USA FINANCIAL SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 8
Exams: S63|S65
First exam: Dec 16, 1996
First registration: Oct 16, 1998
Dual registered: yes, broker-dealer
Other names: CHERI LYNN HARRISSMITH|CHERI HARRIS
IAPD individual key: 2823107

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USA FINANCIAL SECURITIES LLC	Independent wealth	Mar 7, 2013	n/a	yes	ADA, MI\|Gig Harbor, WA	Current employment
KAISER WEALTH MANAGEMENT	Former SEC adviser	May 2, 2008	Mar 28, 2013	no	BURNS, WY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 10, 2008	no	GIG HARBOR, WA	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 22, 2004	Apr 2, 2007	no	GIG HARBOR, WA\|GIG HARBOR, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 16, 1998	Nov 1, 2004	no	GIG HARBOR, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAISER WEALTH MANAGEMENT	USA FINANCIAL SECURITIES LLC	Mar 28, 2013	Mar 7, 2013	-21	Firm change	Other
MORGAN STANLEY & CO. LLC	KAISER WEALTH MANAGEMENT	Mar 10, 2008	May 2, 2008	53	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Nov 1, 2004	Oct 22, 2004	-10	Firm change	Other

Relationships

Registered with (5)

→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: current employment
Mar 7, 2013 to presentfactForm ADV
→ KAISER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 2, 2008 to Mar 28, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 10, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 22, 2004 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 16, 1998 to Nov 1, 2004factForm ADV

Dated events

No dated event names this entity yet.