DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cheri Lynn Johnson
Feed of 09/14/2026
Also filed as Cheri Lynn Harrissmith
At current firm
13 y
since Mar 7, 2013
In the industry
29 y
since Dec 16, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- USA Financial Securities LLC independent RIA currentsince Mar 7, 2013 · Ada, Mi
- Kaiser Wealth Management formerMay 2, 2008 to Mar 28, 2013 · Burns, Wy
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Mar 10, 2008 · Gig Harbor, Wa
- Morgan Stanley Dw Inc. unclassifiedOct 22, 2004 to Apr 2, 2007 · Gig Harbor, Wa
- Citigroup Global Markets Inc. BD affiliatedOct 16, 1998 to Nov 1, 2004 · Gig Harbor, Wa
Moves
a registration end followed by a registration begin elsewhere
- Kaiser Wealth Management to USA Financial Securities LLCleft Mar 28, 2013, registered Mar 7, 2013 (-21 days) · Other
- Morgan Stanley & Co. LLC to Kaiser Wealth Managementleft Mar 10, 2008, registered May 2, 2008 (53 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.left Nov 1, 2004, registered Oct 22, 2004 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address