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M•••••• J••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

M•••••• J••• K•••••••••

Advisor at C•••• A••••••• I•••

Worcester, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:069f231c-9197-86cb-9cee-2276ca52fb64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A••••••• I•••	Independent wealth	Sep 26, 2012	n/a	yes	BOSTON, MA\|Worcester, MA	Current employment
M••••• S•••••• D• I•••	n/a	Oct 4, 2005	Jun 12, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	C•••• A••••••• I•••	Jun 12, 2006	Sep 26, 2012	2,298	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••• A••••••• I•••Registered adviserregistration: current employment
Sep 26, 2012 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Oct 4, 2005 to Jun 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:069f231c-9197-86cb-9cee-2276ca52fb64
First observed: Oct 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.