DFX Intelligence

J•••• R• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J•••• R• D•••••••

Advisor at R••• N•••• C•••••• I••••••••• A•••••••

BRAINTREE, MA

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Search this name across graphsid dfx:ria:06a11e6c-b4db-0d47-f7c4-9e5310ec3349

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 18, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• N•••• C•••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• N•••• C•••••• I••••••••• A•••••••	Independent wealth	Dec 9, 2025	n/a	yes	BRAINTREE, MA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 27, 2025	Jun 23, 2025	no	Rockland, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	R••• N•••• C•••••• I••••••••• A•••••••	Jun 23, 2025	Dec 9, 2025	169	Firm change	Other
E•••• S••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jan 10, 2025	Mar 27, 2025

Relationships

Registered with (3)

→ R••• N•••• C•••••• I••••••••• A•••••••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 27, 2025 to Jun 23, 2025factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2024 to Jan 10, 2025factForm ADV

Dated events

Occurred
Jun 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06a11e6c-b4db-0d47-f7c4-9e5310ec3349
First observed: Apr 18, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.