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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

RISE NORTH CAPITAL INVESTMENT ADVISORS

RNC RIA LLC, CRD 336740

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0241009e-df66-0b34-8ae6-d4b1a4570732

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 8
On other graphs: 0
Observed: Dec 5, 2025 to Aug 14, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $50.6MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50.6M
Private client RAUM: $47.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $4.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 408
Individual clients: 389
High net worth clients: 17
Custody, client assets: $0
SEC number: 801-134746
CRD: 336740
Filings on the tape: 8
First filed: Dec 5, 2025
Latest filed: Aug 14, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
James R Driscoll	n/a	BRAINTREE, MA	26	2	no
Ryan Robert Pitard	n/a	NASHUA, NH \| BRAINTREE, MA	14	1	no
Jacob Aaron Graff	Chartered Financial Consultant	BRAINTREE, MA	12	1	no
Jacob Ciechon	n/a	NASHUA, NH \| BRAINTREE, MA	11	1	no
Joanna Esther Martinez	n/a	BRAINTREE, MA \| NASHUA, NH	13	1	no
Christian Robert Roy	n/a	BRAINTREE, MA \| NASHUA, NH	14	1	no
Robert James Marchewka	n/a	BRAINTREE, MA	13	1	no
Kyle Francis LaSella	n/a	Nashua, NH \| BRAINTREE, MA	11	1	no
Derek Stephen Sage	n/a	BRAINTREE, MA \| Nashua, NH	10	n/a	no
Lauren Michele Fakonas	Certified Financial Planner\|Chartered Financial Consultant	BRAINTREE, MA	11	2	no
Joseph Francis Stowell	n/a	Nashua, NH \| BRAINTREE, MA	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOLPHYN, CATHERINE, ENGLISH	CHIEF COMPLIANCE OFFICER	Na	yes	06/2026	Aug 14, 2026	Aug 14, 2026
LOGAN, SABRINA, ASHLEY	MANAGING MEMBER	E	yes	10/2025	Aug 14, 2026	Aug 14, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$50.6M	$50.6M	13	13	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
13	4	9	36.4%	1	3	0	13	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$50.6M	n/a	n/a	n/a	n/a	14	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOUNDATIONS INVESTMENT ADVISORS LLC	3	Mar 4, 2026	May 7, 2026	PHOENIX, AZ	Team lift out	RIA to new firm	1.0%
FOUNDATIONS INVESTMENT ADVISORS LLC	4	Mar 4, 2026	Dec 9, 2025	BRAINTREE, MA	Team lift out	RIA to new firm	1.4%
FOUNDATIONS INVESTMENT ADVISORS LLC	4	Mar 4, 2026	Dec 9, 2025	NASHUA, NH	Team lift out	RIA to new firm	1.4%

Relationships

Controls (2)

← DOLPHYN, CATHERINE, ENGLISHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 14, 2026 to presentfactForm ADV
← LOGAN, SABRINA, ASHLEYOwnerMANAGING MEMBER, ownership code E, individual
Aug 14, 2026 to presentfactForm ADV

Registered with (16)

← Joseph Francis StowellAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← Lauren Michele FakonasAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Kyle Francis LaSellaAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← Derek Stephen SageAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← James R DriscollAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Ryan Robert PitardAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Jacob Aaron GraffAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Jacob CiechonAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Joanna Esther MartinezAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Christian Robert RoyAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Robert James MarchewkaAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← BRENDAN SHEA BAYRONAdvisorregistration: previous registration
Dec 9, 2025 to Aug 14, 2026factForm ADV
← Samuel Joshua GraffAdvisorregistration: previous registration
Dec 9, 2025 to Jul 9, 2026factForm ADV
← Killian Michael DowdAdvisorregistration: previous registration
Dec 9, 2025 to Jun 25, 2026factForm ADV
← Kyle MortimerAdvisorregistration: previous registration
Dec 9, 2025 to May 7, 2026factForm ADV
← Dominic GlassonAdvisorregistration: previous registration
Dec 9, 2025 to Dec 15, 2025factForm ADV

Moved with (1)

← FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviser4 advisors, team lift out, same day
Mar 4, 2026 to May 7, 2026factForm ADV

Dated events

Occurred
Aug 14, 2026
Advisor changed firm
Brendan Shea Bayron left Rise North Capital Investment Advisors for Foundations Investment Advisors Llc (registered 2026-08-18)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2026
Advisor changed firm
Samuel Joshua Graff left Rise North Capital Investment Advisors for Brookstone Capital Management Llc (registered 2026-07-30)
Form ADVobserved 6 days ago
Occurred
Jun 25, 2026
Advisor changed firm
Killian Michael Dowd left Rise North Capital Investment Advisors for Money Concepts Advisory Service (registered 2026-06-18)
Form ADVobserved 6 days ago
Occurred
May 7, 2026
Advisor changed firm
Kyle Mortimer left Rise North Capital Investment Advisors for Money Concepts Advisory Service (registered 2026-05-13)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2026
Team lift-out
6 advisors left Foundations Investment Advisors LLC (Phoenix, AZ) for Rise North Capital Investment Advisors on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Mar 4, 2026
Team lift-out
4 advisors left Foundations Investment Advisors LLC (Nashua, NH) for Rise North Capital Investment Advisors on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Mar 4, 2026
Team lift-out
4 advisors left Foundations Investment Advisors LLC (Braintree, MA) for Rise North Capital Investment Advisors on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Dec 15, 2025
Advisor departed, no destination yet
Dominic Glasson no longer registered at Rise North Capital Investment Advisors; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0241009e-df66-0b34-8ae6-d4b1a4570732
First observed: Dec 5, 2025
Last observed: Aug 14, 2026 38 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RISE NORTH CAPITAL INVESTMENT ADVISORS

RNC RIA LLC, CRD 336740

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0241009e-df66-0b34-8ae6-d4b1a4570732

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

James R Driscoll

n/a

BRAINTREE, MA

Ryan Robert Pitard

n/a

NASHUA, NH | BRAINTREE, MA

Jacob Aaron Graff

Chartered Financial Consultant

BRAINTREE, MA

Jacob Ciechon

n/a

NASHUA, NH | BRAINTREE, MA

Joanna Esther Martinez

n/a

BRAINTREE, MA | NASHUA, NH

Christian Robert Roy

n/a

BRAINTREE, MA | NASHUA, NH

Robert James Marchewka

n/a

BRAINTREE, MA

Kyle Francis LaSella

n/a

Nashua, NH | BRAINTREE, MA

Derek Stephen Sage

n/a

BRAINTREE, MA | Nashua, NH

n/a

Lauren Michele Fakonas

Certified Financial Planner|Chartered Financial Consultant

BRAINTREE, MA

Joseph Francis Stowell

n/a

Nashua, NH | BRAINTREE, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOLPHYN, CATHERINE, ENGLISH

CHIEF COMPLIANCE OFFICER

yes

06/2026

Aug 14, 2026

LOGAN, SABRINA, ASHLEY

MANAGING MEMBER

yes

10/2025

Aug 14, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$50.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

36.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$50.6M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Mar 4, 2026

May 7, 2026

PHOENIX, AZ

Team lift out

RIA to new firm

1.0%

FOUNDATIONS INVESTMENT ADVISORS LLC

Mar 4, 2026

Dec 9, 2025

BRAINTREE, MA

Team lift out

RIA to new firm

1.4%

FOUNDATIONS INVESTMENT ADVISORS LLC

Mar 4, 2026

Dec 9, 2025

NASHUA, NH

Team lift out

RIA to new firm

1.4%